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FIRST NIAGARA FINL GP INC
FIRST NIAGARA FINL GP INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 278 Institutional holders with a total value of $2,992,417,711.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEXT Financial Group, Inc 200 2,000 0.00%
2 Brookstone Capital Management 200 2,000 0.00%
3 US FINANCIAL ADVISORS, LLC 220 2,000 0.00%
4 PEAK6 Group LLC 200 2,000 0.00% Call
5 Vantage Investment Advisors, LLC 150 2,000 0.00%
6 TCI Wealth Advisors, Inc. 149 2,000 0.00%
7 PIEDMONT INVESTMENT ADVISORS INC 218 2,225 0.00%
8 KANALY TRUST CO 281 3,000 0.00%
9 Ledyard National Bank 360 4,000 0.00%
10 Focused Wealth Management, Inc 378 4,000 0.00%
11 Smithfield Trust Co 357 4,000 0.00%
12 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 387 4,000 0.00%
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 533 5,000 0.00%
14 VALLEY NATIONAL ADVISERS INC 497 5,000 0.00%
15 Weaver C. Barksdale & Associates, Inc. 598 6,000 0.00%
16 Cordasco Financial Network 723 7,000 0.00%
17 VIRTUS CAPITAL ADVISERS, LLC 914 9,000 0.00%
18 Community Bank, N.A. 1,000 10,000 0.00%
19 FIRST MANHATTAN CO. LLC. 1,205 12,000 0.00%
20 MSI Financial Services Inc 1,191 12,000 0.00%
21 GUPTA WEALTH MANAGEMENT LLC 1,437 15,000 0.00%
22 US BANCORP \DE\ 1,507 15,000 0.00%
23 Walleye Trading LLC 1,568 16,000 0.00%
24 CAPITAL GUARDIAN TRUST CO 2,000 20,000 0.00%
25 SEI INVESTMENTS CO 2,908 29,000 0.00%
26 WEALTHFRONT CORP 2,931 30,000 0.00%
27 GLENMEDE TRUST CO NA 2,942 30,000 0.00%
28 TRUST CO OF VERMONT 3,000 31,000 0.00%
29 Kistler-Tiffany Companies, LLC 3,000 31,000 0.00%
30 Zurcher Kantonalbank (Zurich Cantonalbank) 3,386 35,000 0.00%
31 Windsor Capital Management, LLC 3,530 36,000 0.00%
32 BARCLAYS PLC 4,700 47,000 0.00% Put
33 PEAK6 Group LLC 5,000 51,000 0.00% Put
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,265 54,000 0.00%
35 Spot Trading L.L.C 5,597 57,000 0.00%
36 ASSET PLANNING SERVICES, LTD. 5,724 58,000 0.00%
37 LOOMIS SAYLES & CO L P 7,448 76,000 0.00%
38 SIMPLEX TRADING, LLC 7,642 78,000 0.00%
39 Hartford Financial Management Inc. 8,730 89,000 0.00%
40 PRELUDE CAPITAL MANAGEMENT, LLC 9,000 92,000 0.00%
41 Eidelman Virant Capital 10,000 102,000 0.00%
42 Traynor Capital Management, Inc. 10,000 102,000 0.00%
43 Gideon Capital Advisors, Inc. 10,186 104,000 0.00%
44 BARCLAYS PLC 10,600 106,000 0.00% Call
45 JANE STREET GROUP, LLC 10,707 109,000 0.00%
46 NISA INVESTMENT ADVISORS, LLC 10,900 111,000 0.00%
47 HUNTINGTON NATIONAL BANK 11,178 114,000 0.00%
48 CIBC Asset Management Inc 11,172 114,000 0.00%
49 LS Investment Advisors, LLC 11,462 117,000 0.00%
50 BANK OF MONTREAL /CAN/ 11,501 117,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.