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FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF
FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 36 Institutional holders with a total value of $28,466,229.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 554,476 9,554,000 33.56%
2 ROYAL BANK OF CANADA 193,804 3,343,000 11.74%
3 HRT FINANCIAL LP 184,014 3,174,000 11.15%
4 Virtu Financial LLC 87,583 1,511,000 5.31%
5 DEUTSCHE BANK AG\ 84,749 1,460,000 5.13%
6 MORGAN STANLEY 77,853 1,341,000 4.71%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 65,429 1,129,000 3.97%
8 WELLS FARGO & COMPANY/MN 57,586 992,000 3.48%
9 BANK OF AMERICA CORP /DE/ 45,536 785,000 2.76%
10 CREDIT SUISSE AG/ 42,300 729,000 2.56%
11 Curbstone Financial Management Corp 36,450 628,000 2.21%
12 YHB Investment Advisors, Inc. 32,710 564,000 1.98%
13 LPL Financial LLC 30,627 528,000 1.85%
14 RAYMOND JAMES & ASSOCIATES 27,257 470,000 1.65%
15 SPINNAKER TRUST 24,490 422,000 1.48%
16 JANE STREET GROUP, LLC 24,179 417,000 1.46%
17 Virtu KCG Holdings LLC 14,588 251,000 0.88%
18 UBS Group AG 13,890 240,000 0.84%
19 Cambridge Investment Research Advisors, Inc. 12,599 217,000 0.76%
20 AMERIPRISE FINANCIAL INC 10,191 176,000 0.62%
21 ENVESTNET ASSET MANAGEMENT INC 6,728 116,000 0.41%
22 Apriem Advisors 5,050 87,000 0.31%
23 Blume Capital Management, Inc. 4,900 84,000 0.30%
24 Pinnacle Summer Investments, Inc. 3,702 63,000 0.22%
25 CITIGROUP INC 2,549 44,000 0.15%
26 Tower Research Capital LLC (TRC) 2,111 36,000 0.13%
27 AMERICAN INTERNATIONAL GROUP, INC. 1,990 34,288 0.12%
28 PRENTISS SMITH & CO INC 1,125 19,000 0.07%
29 Community Financial Services Group, LLC 1,056 18,000 0.06%
30 B. Riley Wealth Advisors, Inc. 502 9,000 0.03%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 435 7,000 0.02%
32 Bartlett & Co. LLC 400 7,000 0.02%
33 NATIONAL PLANNING CORP 300 4,941 0.02%
34 Ameritas Investment Partners, Inc. 285 4,000 0.01%
35 MSI Financial Services Inc 100 2,000 0.01%
36 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.