Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $4,474,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 41,395 627,000 14.01%
2 BANK OF AMERICA CORP /DE/ 29,667 449,000 10.04%
3 SG Americas Securities, LLC 22,200 336,000 7.51%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 21,300 322,000 7.20%
5 CARNICK & KUBIK GROUP, LLC 18,680 283,000 6.33%
6 Virtu KCG Holdings LLC 17,373 263,000 5.88%
7 COLORADO CAPITAL MANAGEMENT, INC. 16,605 251,000 5.61%
8 CARDAN CAPITAL PARTNERS, LLC 15,845 240,000 5.36%
9 LPL Financial LLC 15,542 232,000 5.19%
10 UBS Group AG 15,150 229,000 5.12%
11 WELLS FARGO & COMPANY/MN 14,927 226,000 5.05%
12 ROYAL BANK OF CANADA 13,900 211,000 4.72%
13 Commonwealth Equity Services, Inc 13,811 209,000 4.67%
14 BOKF, NA 12,500 189,000 4.22%
15 Creative Planning 9,928 150,000 3.35%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,129 62,000 1.39%
17 Blume Capital Management, Inc. 4,000 61,000 1.36%
18 IFP ADVISORS, INC 2,275 34,000 0.76%
19 ENVESTNET ASSET MANAGEMENT INC 1,552 23,000 0.51%
20 US BANCORP \DE\ 1,500 23,000 0.51%
21 Concert Wealth Management Inc. 1,169 17,000 0.38%
22 PRENTISS SMITH & CO INC 1,125 17,000 0.38%
23 MSI Financial Services Inc 510 8,000 0.18%
24 Ameritas Investment Partners, Inc. 330 4,000 0.09%
25 Bartlett & Co. LLC 200 3,000 0.07%
26 CITIGROUP INC 230 3,000 0.07%
27 PNC FINANCIAL SERVICES GROUP, INC. 125 2,000 0.04%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.