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FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF
FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 33 Institutional holders with a total value of $22,292,416.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 553,008 10,208,000 45.79%
2 BANK OF AMERICA CORP /DE/ 205,742 3,797,000 17.03%
3 MORGAN STANLEY 79,299 1,463,000 6.56%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,832 716,000 3.21%
5 Curbstone Financial Management Corp 37,575 694,000 3.11%
6 SPINNAKER TRUST 34,903 644,000 2.89%
7 LPL Financial LLC 32,925 593,000 2.66%
8 WELLS FARGO & COMPANY/MN 31,701 585,000 2.62%
9 YHB Investment Advisors, Inc. 31,260 577,000 2.59%
10 HRT FINANCIAL LP 29,233 538,000 2.41%
11 CREDIT SUISSE AG/ 26,769 494,000 2.22%
12 RAYMOND JAMES & ASSOCIATES 21,026 388,000 1.74%
13 JANE STREET GROUP, LLC 19,109 353,000 1.58%
14 UBS Group AG 14,628 270,000 1.21%
15 Commonwealth Equity Services, Inc 12,670 234,000 1.05%
16 Cambridge Investment Research Advisors, Inc. 10,081 186,000 0.83%
17 ROYAL BANK OF CANADA 6,612 122,000 0.55%
18 Apriem Advisors 5,050 93,000 0.42%
19 Blume Capital Management, Inc. 4,900 90,000 0.40%
20 MSI Financial Services Inc 3,050 56,000 0.25%
21 Pinnacle Summer Investments, Inc. 1,848 34,000 0.15%
22 Advisors Preferred, LLC 1,583 29,000 0.13%
23 PRENTISS SMITH & CO INC 1,125 21,000 0.09%
24 AMERICAN INTERNATIONAL GROUP, INC. 1,106 20,416 0.09%
25 Community Financial Services Group, LLC 1,056 19,000 0.09%
26 MANAGED ACCOUNT ADVISORS LLC 1,013 19,000 0.09%
27 PNC FINANCIAL SERVICES GROUP, INC. 777 14,000 0.06%
28 ARCADIA INVESTMENT MANAGEMENT CORP/MI 600 11,000 0.05%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 435 8,000 0.04%
30 CITIGROUP INC 377 7,000 0.03%
31 Ameritas Investment Partners, Inc. 285 5,000 0.02%
32 Bartlett & Co. LLC 200 4,000 0.02%
33 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.