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FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF
FIRST TRUST EXCHANGE-TRADED FU NAS CLNEDG GREEN ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 32 Institutional holders with a total value of $14,930,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Creative Planning 5 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Tower Research Capital LLC (TRC) 130 2,000 0.01%
4 Bartlett & Co. LLC 200 3,000 0.02%
5 CITIGROUP INC 200 3,000 0.02%
6 Ameritas Investment Partners, Inc. 330 5,000 0.03%
7 PNC FINANCIAL SERVICES GROUP, INC. 508 8,000 0.05%
8 AMERICAN INTERNATIONAL GROUP, INC. 481 8,000 0.05%
9 Gradient Investments LLC 599 10,000 0.07%
10 PRENTISS SMITH & CO INC 1,125 18,000 0.12%
11 MSI Financial Services Inc 1,910 31,000 0.21%
12 IFP ADVISORS, INC 2,375 38,000 0.25%
13 US BANCORP \DE\ 2,500 40,000 0.27%
14 Pinnacle Summer Investments, Inc. 2,711 44,000 0.29%
15 Blume Capital Management, Inc. 4,900 79,000 0.53%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,870 110,000 0.74%
17 UBS Group AG 9,762 157,000 1.05%
18 ENVESTNET ASSET MANAGEMENT INC 10,890 175,000 1.17%
19 NATIONAL PLANNING CORP 13,426 184,000 1.23%
20 Commonwealth Equity Services, Inc 12,241 196,000 1.31%
21 Cambridge Investment Research Advisors, Inc. 12,339 198,000 1.33%
22 JANE STREET GROUP, LLC 13,276 213,000 1.43%
23 WELLS FARGO & COMPANY/MN 16,301 262,000 1.75%
24 Carnick & Kubik, LLC 16,730 269,000 1.80%
25 ROYAL BANK OF CANADA 18,793 302,000 2.02%
26 COLORADO CAPITAL MANAGEMENT, INC. 19,834 318,000 2.13%
27 CREDIT SUISSE AG/ 20,770 333,000 2.23%
28 YHB Investment Advisors, Inc. 25,180 404,000 2.71%
29 LPL Financial LLC 38,106 607,000 4.07%
30 BANK OF AMERICA CORP /DE/ 59,278 951,000 6.37%
31 MORGAN STANLEY 67,800 1,088,000 7.29%
32 GOLDMAN SACHS GROUP INC 552,921 8,874,000 59.44%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.