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FIRST TR MLP & ENERGY INCOME F COM
FIRST TR MLP & ENERGY INCOME F COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 52 Institutional holders with a total value of $167,926,016.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LLBH PRIVATE WEALTH MANAGEMENT, LLC 18,425 0 0.00%
2 WEALTHPLAN PARTNERS, LLC 1,000 16 0.00%
3 SEI INVESTMENTS CO 250 4,000 0.00%
4 PNC FINANCIAL SERVICES GROUP, INC. 508 8,000 0.00%
5 GENEOS WEALTH MANAGEMENT INC. 800 12,000 0.01%
6 Creative Planning 960 15,000 0.01%
7 Bartlett & Co. LLC 1,462 23,000 0.01%
8 MSI Financial Services Inc 2,669 42,000 0.03%
9 D.A. DAVIDSON & CO. 3,500 54,000 0.03%
10 WFG Advisors, LP 4,190 65,000 0.04%
11 KRILOGY FINANCIAL LLC 4,220 66,000 0.04% PRN
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,171 112,000 0.07%
13 IFP ADVISORS, INC 8,379 131,000 0.08%
14 Investors Capital Advisory Services 10,350 161,000 0.10%
15 Formidable Asset Management, LLC 11,350 177,000 0.11%
16 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 11,657 182,000 0.11%
17 COMERICA SECURITIES INC 11,890 186,000 0.11%
18 Commonwealth Equity Services, Inc 16,098 252,000 0.15%
19 STIFEL FINANCIAL CORP 16,163 253,000 0.15%
20 WEDBUSH SECURITIES INC 19,339 302,000 0.18%
21 BOKF, NA 20,869 326,000 0.19%
22 Cambridge Investment Research Advisors, Inc. 21,497 336,000 0.20%
23 Cetera Advisors LLC 24,266 380,000 0.23%
24 BAIRD FINANCIAL GROUP, INC. 25,951 406,000 0.24%
25 Partnervest Advisory Services LLC 28,200 441,000 0.26%
26 Janney Montgomery Scott LLC 38,550 510,000 0.30%
27 IFC Holdings Incorporated/FL 34,485 536,000 0.32%
28 BB&T SECURITIES, LLC 44,148 690,000 0.41%
29 NUVEEN ASSET MANAGEMENT INC. 47,489 742,000 0.44%
30 ADVISOR GROUP, INC. 48,189 751,000 0.45%
31 SII INVESTMENTS INC/WI 58,411 920,000 0.55%
32 CITIGROUP INC 95,904 1,499,000 0.89%
33 COHEN & STEERS, INC. 118,426 1,851,000 1.10%
34 Riggs Asset Managment Co. Inc. 128,931 2,015,000 1.20%
35 BANK OF AMERICA CORP /DE/ 136,910 2,140,000 1.27%
36 Raymond James Financial Services Advisors, Inc. 144,968 2,266,000 1.35%
37 UBS Group AG 146,833 2,295,000 1.37%
38 RAYMOND JAMES & ASSOCIATES 152,317 2,381,000 1.42%
39 LPL Financial LLC 181,731 2,791,000 1.66%
40 ROYAL BANK OF CANADA 191,379 2,991,000 1.78%
41 TIEDEMANN ADVISORS, LLC 279,823 4,374,000 2.60%
42 GUGGENHEIM CAPITAL LLC 360,545 5,635,000 3.36%
43 VECTOR WEALTH MANAGEMENT, LLC 370,497 5,791,000 3.45%
44 PREMIER FUND MANAGERS LTD 372,750 5,810,000 3.46%
45 Invesco Ltd. 410,905 6,422,000 3.82%
46 Jacobus Wealth Management, Inc. 412,997 6,455,000 3.84%
47 WELLS FARGO & COMPANY/MN 486,283 7,600,000 4.53%
48 SIT INVESTMENT ASSOCIATES INC 651,779 10,187,000 6.07%
49 Advisors Asset Management, Inc. 688,685 10,764,000 6.41%
50 UMB Bank, n.a. 1,024,512 16,013,000 9.54%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.