Dark
Light
System
Security
FIRST TR MULTI CP VAL ALPHA
FIRST TR MULTI CP VAL ALPHA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 43 Institutional holders with a total value of $49,343,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 177,184 8,071,000 16.36%
2 Raymond James Financial Services Advisors, Inc. 114,964 5,236,000 10.61%
3 D.A. DAVIDSON & CO. 88,657 4,038,000 8.18%
4 GOLDMAN SACHS GROUP INC 82,205 3,744,000 7.59%
5 BANK OF AMERICA CORP /DE/ 60,478 2,755,000 5.58%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,962 2,731,000 5.53%
7 MORGAN STANLEY 59,362 2,704,000 5.48%
8 JPMORGAN CHASE & CO 48,653 2,216,000 4.49%
9 MARINER INDEPENDENT ADVISOR NETWORK, LLC 46,679 2,126,000 4.31%
10 LPL Financial LLC 36,014 1,631,000 3.31%
11 CITADEL ADVISORS LLC 29,778 1,356,000 2.75%
12 JANE STREET GROUP, LLC 27,466 1,251,000 2.54%
13 Hilltop Holdings Inc. 25,416 1,158,000 2.35%
14 Commonwealth Equity Services, Inc 24,864 1,133,000 2.30%
15 Timber Hill LLC 19,094 870,000 1.76%
16 IFC Holdings Incorporated/FL 18,646 851,000 1.72%
17 WELLS FARGO & COMPANY/MN 17,274 787,000 1.59%
18 WAYNE HUMMER INVESTMENTS L.L.C. 16,303 743,000 1.51%
19 SNS Financial Group, LLC 14,031 639,000 1.30%
20 Cetera Advisors LLC 13,226 603,000 1.22%
21 RAYMOND JAMES & ASSOCIATES 12,146 553,000 1.12%
22 SG Americas Securities, LLC 12,063 549,000 1.11%
23 Virtu KCG Holdings LLC 11,917 543,000 1.10%
24 ROYAL BANK OF CANADA 10,713 487,000 0.99%
25 HighTower Advisors, LLC 8,696 396,000 0.80%
26 AMERIPRISE FINANCIAL INC 7,206 328,000 0.66%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,535 298,000 0.60%
28 B. Riley Wealth Advisors, Inc. 6,301 287,000 0.58%
29 STIFEL FINANCIAL CORP 5,274 240,000 0.49%
30 WFG Advisors, LP 4,989 227,000 0.46%
31 ANCORA PRIVATE WEALTH ADVISORS, LLC 4,498 205,000 0.42%
32 CITIGROUP INC 3,905 178,000 0.36%
33 PNC FINANCIAL SERVICES GROUP, INC. 3,394 155,000 0.31%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 46,000 0.09%
35 IFP ADVISORS, INC 925 42,000 0.09%
36 ADVISOR GROUP, INC. 811 37,000 0.07%
37 MSI Financial Services Inc 770 35,000 0.07%
38 BRUDERMAN ASSET MANAGEMENT, LLC 692 32,000 0.06%
39 US BANCORP \DE\ 651 30,000 0.06%
40 Winslow, Evans & Crocker, Inc. 400 18,220 0.04%
41 Advisory Services Network, LLC 315 14,000 0.03%
42 Tower Research Capital LLC (TRC) 1 0 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.