Dark
Light
System
Security
FIRST TR MULTI CP VAL ALPHA
FIRST TR MULTI CP VAL ALPHA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 43 Institutional holders with a total value of $50,374,188.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 166,679 8,412,000 16.70%
2 BANK OF AMERICA CORP /DE/ 139,609 7,046,000 13.99%
3 Raymond James Financial Services Advisors, Inc. 97,514 4,921,000 9.77%
4 MORGAN STANLEY 61,747 3,117,000 6.19%
5 D.A. DAVIDSON & CO. 59,575 3,006,000 5.97%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 57,548 2,913,000 5.78%
7 MARINER INDEPENDENT ADVISOR NETWORK, LLC 47,006 2,372,000 4.71%
8 WELLS FARGO & COMPANY/MN 40,653 2,052,000 4.07%
9 LPL Financial LLC 38,496 1,960,000 3.89%
10 GOLDMAN SACHS GROUP INC 34,034 1,718,000 3.41%
11 Hilltop Holdings Inc. 25,416 1,283,000 2.55%
12 Commonwealth Equity Services, Inc 22,799 1,151,000 2.28%
13 Timber Hill LLC 18,734 946,000 1.88%
14 IFC Holdings Incorporated/FL 18,629 940,000 1.87%
15 ROYAL BANK OF CANADA 14,946 754,000 1.50%
16 First Heartland Consultants, Inc. 13,764 695,000 1.38%
17 SNS Financial Group, LLC 13,729 693,000 1.38%
18 Cetera Advisors LLC 12,676 639,000 1.27%
19 AMERIPRISE FINANCIAL INC 11,798 595,000 1.18%
20 RAYMOND JAMES & ASSOCIATES 11,432 577,000 1.15%
21 WAYNE HUMMER INVESTMENTS L.L.C. 10,067 508,000 1.01%
22 SG Americas Securities, LLC 10,000 506,000 1.00%
23 Janney Montgomery Scott LLC 9,078 458,000 0.91%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,701 440,000 0.87%
25 HighTower Advisors, LLC 8,720 439,000 0.87%
26 JPMORGAN CHASE & CO 8,036 407,000 0.81%
27 RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLC 5,858 298,000 0.59%
28 STIFEL FINANCIAL CORP 5,311 269,000 0.53%
29 Virtu KCG Holdings LLC 4,953 250,000 0.50%
30 WFG Advisors, LP 4,609 233,000 0.46%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,397 171,000 0.34%
32 CITIGROUP INC 3,250 164,000 0.33%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 2,967 150,000 0.30%
34 IFP ADVISORS, INC 1,103 56,000 0.11%
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 50,000 0.10%
36 MSI Financial Services Inc 818 41,000 0.08%
37 ADVISOR GROUP, INC. 811 41,000 0.08%
38 US BANCORP \DE\ 651 33,000 0.07%
39 ENVESTNET ASSET MANAGEMENT INC 628 32,000 0.06%
40 Winslow, Evans & Crocker, Inc. 400 20,188 0.04%
41 Creative Planning 300 15,000 0.03%
42 BELLWETHER INVESTMENT GROUP, LLC 67 3,000 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.