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FIRST TR MULTI CP VAL ALPHA COM
FIRST TR MULTI CP VAL ALPHA COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 40 Institutional holders with a total value of $63,228,725.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 186,980 7,515,000 11.89%
2 UBS Group AG 174,996 7,129,000 11.27%
3 MORGAN STANLEY 159,366 6,493,000 10.27%
4 JANE STREET GROUP, LLC 131,226 5,346,000 8.46%
5 CREDIT SUISSE AG/ 114,094 4,648,000 7.35%
6 Raymond James Financial Services Advisors, Inc. 108,840 4,434,000 7.01%
7 GOLDMAN SACHS GROUP INC 104,328 4,250,000 6.72%
8 JPMORGAN CHASE & CO 80,278 3,271,000 5.17%
9 IFC Holdings Incorporated/FL 77,593 3,162,000 5.00%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 70,188 2,860,000 4.52%
11 WELLS FARGO & COMPANY/MN 69,318 2,824,000 4.47%
12 RAYMOND JAMES & ASSOCIATES 37,303 1,520,000 2.40%
13 AMERIPRISE FINANCIAL INC 32,265 1,314,000 2.08%
14 BANK OF AMERICA CORP /DE/ 29,772 1,213,000 1.92%
15 Hilltop Holdings Inc. 25,416 1,035,000 1.64%
16 Commonwealth Equity Services, Inc 22,351 911,000 1.44%
17 Virtu KCG Holdings LLC 17,857 727,000 1.15%
18 Timber Hill LLC 17,631 718,000 1.14%
19 Cetera Advisors LLC 14,567 592,000 0.94%
20 ROYAL BANK OF CANADA 13,471 548,000 0.87%
21 SNS Financial Group, LLC 13,229 539,000 0.85%
22 STIFEL FINANCIAL CORP 8,312 339,000 0.54%
23 Cambridge Investment Research Advisors, Inc. 6,748 275,000 0.43%
24 B. Riley Wealth Advisors, Inc. 6,725 274,000 0.43%
25 Sigma Planning Corp 5,140 209,000 0.33%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,805 196,000 0.31%
27 PNC FINANCIAL SERVICES GROUP, INC. 4,286 175,000 0.28%
28 WFG Advisors, LP 3,965 162,000 0.26%
29 CITIGROUP INC 3,794 155,000 0.25%
30 D.A. DAVIDSON & CO. 2,735 111,000 0.18%
31 Tower Research Capital LLC (TRC) 1,228 50,000 0.08%
32 IFP ADVISORS, INC 1,211 49,000 0.08%
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 41,000 0.06%
34 MSI Financial Services Inc 970 40,000 0.06%
35 US BANCORP \DE\ 651 27,000 0.04%
36 FIFTH THIRD BANCORP 628 26,000 0.04%
37 AMERICAN INTERNATIONAL GROUP, INC. 589 24,000 0.04%
38 Winslow, Evans & Crocker, Inc. 400 16,296 0.03%
39 WEALTHPLAN PARTNERS, LLC 256 10,429 0.02%
40 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.