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FIRST TR MULTI CP VAL ALPHA
FIRST TR MULTI CP VAL ALPHA. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 43 Institutional holders with a total value of $49,343,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 1 0 0.00%
3 Advisory Services Network, LLC 315 14,000 0.03%
4 Winslow, Evans & Crocker, Inc. 400 18,220 0.04%
5 US BANCORP \DE\ 651 30,000 0.06%
6 BRUDERMAN ASSET MANAGEMENT, LLC 692 32,000 0.06%
7 MSI Financial Services Inc 770 35,000 0.07%
8 ADVISOR GROUP, INC. 811 37,000 0.07%
9 IFP ADVISORS, INC 925 42,000 0.09%
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,000 46,000 0.09%
11 PNC FINANCIAL SERVICES GROUP, INC. 3,394 155,000 0.31%
12 CITIGROUP INC 3,905 178,000 0.36%
13 ANCORA PRIVATE WEALTH ADVISORS, LLC 4,498 205,000 0.42%
14 WFG Advisors, LP 4,989 227,000 0.46%
15 STIFEL FINANCIAL CORP 5,274 240,000 0.49%
16 B. Riley Wealth Advisors, Inc. 6,301 287,000 0.58%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 6,535 298,000 0.60%
18 AMERIPRISE FINANCIAL INC 7,206 328,000 0.66%
19 HighTower Advisors, LLC 8,696 396,000 0.80%
20 ROYAL BANK OF CANADA 10,713 487,000 0.99%
21 Virtu KCG Holdings LLC 11,917 543,000 1.10%
22 SG Americas Securities, LLC 12,063 549,000 1.11%
23 RAYMOND JAMES & ASSOCIATES 12,146 553,000 1.12%
24 Cetera Advisors LLC 13,226 603,000 1.22%
25 SNS Financial Group, LLC 14,031 639,000 1.30%
26 WAYNE HUMMER INVESTMENTS L.L.C. 16,303 743,000 1.51%
27 WELLS FARGO & COMPANY/MN 17,274 787,000 1.59%
28 IFC Holdings Incorporated/FL 18,646 851,000 1.72%
29 Timber Hill LLC 19,094 870,000 1.76%
30 Commonwealth Equity Services, Inc 24,864 1,133,000 2.30%
31 Hilltop Holdings Inc. 25,416 1,158,000 2.35%
32 JANE STREET GROUP, LLC 27,466 1,251,000 2.54%
33 CITADEL ADVISORS LLC 29,778 1,356,000 2.75%
34 LPL Financial LLC 36,014 1,631,000 3.31%
35 MARINER INDEPENDENT ADVISOR NETWORK, LLC 46,679 2,126,000 4.31%
36 JPMORGAN CHASE & CO 48,653 2,216,000 4.49%
37 MORGAN STANLEY 59,362 2,704,000 5.48%
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,962 2,731,000 5.53%
39 BANK OF AMERICA CORP /DE/ 60,478 2,755,000 5.58%
40 GOLDMAN SACHS GROUP INC 82,205 3,744,000 7.59%
41 D.A. DAVIDSON & CO. 88,657 4,038,000 8.18%
42 Raymond James Financial Services Advisors, Inc. 114,964 5,236,000 10.61%
43 UBS Group AG 177,184 8,071,000 16.36%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.