| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 1,819,821 | 11,774,000 | 12.45% | ||
| 2 | COHEN & STEERS, INC. | 1,307,363 | 8,459,000 | 8.94% | ||
| 3 | First Allied Advisory Services, Inc. | 1,200,939 | 7,748,000 | 8.19% | ||
| 4 | MORGAN STANLEY | 786,213 | 5,086,000 | 5.38% | ||
| 5 | GAMCO INVESTORS, INC. ET AL | 718,986 | 4,652,000 | 4.92% | ||
| 6 | IFC Holdings Incorporated/FL | 560,837 | 3,821,000 | 4.04% | ||
| 7 | Yakira Capital Management, Inc. | 555,168 | 3,592,000 | 3.80% | SH | |
| 8 | Index Management Solutions, LLC | 537,828 | 3,480,000 | 3.68% | ||
| 9 | LPL Financial LLC | 515,043 | 3,332,000 | 3.52% | ||
| 10 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 490,541 | 3,196,000 | 3.38% | ||
| 11 | BNP PARIBAS FINANCIAL MARKETS | 485,968 | 3,144,213 | 3.32% | ||
| 12 | Invesco Ltd. | 433,820 | 2,807,000 | 2.97% | ||
| 13 | Commonwealth Equity Services, Inc | 430,524 | 2,785,000 | 2.94% | ||
| 14 | Shaker Financial Services, LLC | 416,450 | 2,694,000 | 2.85% | ||
| 15 | WELLS FARGO & COMPANY/MN | 362,792 | 2,347,000 | 2.48% | ||
| 16 | UBS Group AG | 327,385 | 2,119,000 | 2.24% | ||
| 17 | Jacobus Wealth Management, Inc. | 326,764 | 2,114,000 | 2.24% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 321,065 | 2,077,000 | 2.20% | ||
| 19 | HOLLENCREST CAPITAL MANAGEMENT | 292,275 | 1,891,000 | 2.00% | ||
| 20 | SG Americas Securities, LLC | 272,170 | 1,761,000 | 1.86% | ||
| 21 | DOLIVER ADVISORS, LP | 193,414 | 1,251,000 | 1.32% | ||
| 22 | BANK OF AMERICA CORP /DE/ | 124,019 | 802,000 | 0.85% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 113,408 | 734,000 | 0.78% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 100,979 | 653,334 | 0.69% | ||
| 25 | AMERIPRISE FINANCIAL INC | 94,716 | 613,000 | 0.65% | ||
| 26 | GOLDMAN SACHS GROUP INC | 93,510 | 605,000 | 0.64% | ||
| 27 | AmeriServ Wealth Advisors | 89,769 | 581,000 | 0.61% | ||
| 28 | Creative Planning | 73,984 | 479,000 | 0.51% | ||
| 29 | CORNERSTONE ADVISORS INC | 72,907 | 472,000 | 0.50% | ||
| 30 | GUGGENHEIM CAPITAL LLC | 72,063 | 466,000 | 0.49% | ||
| 31 | FineMark National Bank & Trust | 71,555 | 463,000 | 0.49% | ||
| 32 | J.P. Morgan Private Wealth Advisors LLC | 70,000 | 453,000 | 0.48% | ||
| 33 | JANE STREET GROUP, LLC | 68,155 | 441,000 | 0.47% | ||
| 34 | BANK OF MONTREAL /CAN/ | 62,047 | 401,000 | 0.42% | ||
| 35 | HighTower Advisors, LLC | 61,251 | 396,000 | 0.42% | ||
| 36 | CLOUGH CAPITAL PARTNERS L P | 51,700 | 334,000 | 0.35% | ||
| 37 | Virtu KCG Holdings LLC | 50,490 | 327,000 | 0.35% | ||
| 38 | Tower Research Capital LLC (TRC) | 48,412 | 313,000 | 0.33% | ||
| 39 | Cambridge Investment Research Advisors, Inc. | 47,259 | 306,000 | 0.32% | ||
| 40 | Stratos Wealth Partners, LTD. | 47,220 | 305,757 | 0.32% | ||
| 41 | OPPENHEIMER & CO INC | 45,361 | 293,000 | 0.31% | ||
| 42 | RAYMOND JAMES TRUST N.A. | 43,515 | 282,000 | 0.30% | ||
| 43 | SUNTRUST BANKS INC | 42,839 | 275,000 | 0.29% | ||
| 44 | Sigma Planning Corp | 42,072 | 272,000 | 0.29% | ||
| 45 | WEDBUSH SECURITIES INC | 41,435 | 268,000 | 0.28% | ||
| 46 | Private Advisor Group, LLC | 40,576 | 263,000 | 0.28% | ||
| 47 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 32,400 | 209,000 | 0.22% | ||
| 48 | NEXT Financial Group, Inc | 32,186 | 208,000 | 0.22% | ||
| 49 | Lebenthal Holdings,LLC | 31,184 | 202,000 | 0.21% | ||
| 50 | D.A. DAVIDSON & CO. | 30,605 | 198,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
