| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 3,053,472 | 19,115,000 | 19.16% | ||
| 2 | COHEN & STEERS, INC. | 1,624,844 | 10,172,000 | 10.20% | ||
| 3 | First Allied Advisory Services, Inc. | 1,248,855 | 7,814,000 | 7.83% | ||
| 4 | MORGAN STANLEY | 763,493 | 4,780,000 | 4.79% | ||
| 5 | GAMCO INVESTORS, INC. ET AL | 718,986 | 4,501,000 | 4.51% | ||
| 6 | CORNERSTONE ADVISORS INC | 700,701 | 4,386,000 | 4.40% | ||
| 7 | LPL Financial LLC | 589,164 | 3,676,000 | 3.68% | ||
| 8 | Invesco Ltd. | 575,146 | 3,600,000 | 3.61% | ||
| 9 | IFC Holdings Incorporated/FL | 560,159 | 3,588,000 | 3.60% | ||
| 10 | Yakira Capital Management, Inc. | 555,168 | 3,475,000 | 3.48% | SH | |
| 11 | Commonwealth Equity Services, Inc | 460,715 | 2,884,000 | 2.89% | ||
| 12 | Shaker Financial Services, LLC | 456,560 | 2,858,000 | 2.86% | ||
| 13 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 435,398 | 2,728,000 | 2.73% | ||
| 14 | CLOUGH CAPITAL PARTNERS L P | 425,900 | 2,666,000 | 2.67% | ||
| 15 | WELLS FARGO & COMPANY/MN | 373,792 | 2,340,000 | 2.35% | ||
| 16 | Jacobus Wealth Management, Inc. | 368,252 | 2,305,000 | 2.31% | ||
| 17 | RAYMOND JAMES & ASSOCIATES | 291,881 | 1,827,000 | 1.83% | ||
| 18 | HOLLENCREST CAPITAL MANAGEMENT | 285,592 | 1,788,000 | 1.79% | ||
| 19 | BANK OF AMERICA CORP /DE/ | 256,975 | 1,609,000 | 1.61% | ||
| 20 | Advisors Asset Management, Inc. | 255,085 | 1,597,000 | 1.60% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 188,288 | 1,179,000 | 1.18% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 162,162 | 1,014,000 | 1.02% | ||
| 23 | J.P. Morgan Private Wealth Advisors LLC | 145,000 | 908,000 | 0.91% | ||
| 24 | UBS Group AG | 126,080 | 789,000 | 0.79% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 113,705 | 711,794 | 0.71% | ||
| 26 | AMERIPRISE FINANCIAL INC | 91,159 | 571,000 | 0.57% | ||
| 27 | NINE MASTS CAPITAL Ltd | 84,000 | 526,000 | 0.53% | ||
| 28 | Creative Planning | 71,093 | 445,000 | 0.45% | ||
| 29 | WEDBUSH SECURITIES INC | 69,036 | 432,000 | 0.43% | ||
| 30 | BANK OF MONTREAL /CAN/ | 62,047 | 388,000 | 0.39% | ||
| 31 | HighTower Advisors, LLC | 60,451 | 378,000 | 0.38% | ||
| 32 | Cambridge Investment Research Advisors, Inc. | 58,587 | 367,000 | 0.37% | ||
| 33 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 53,680 | 336,000 | 0.34% | ||
| 34 | RAYMOND JAMES TRUST N.A. | 51,171 | 320,000 | 0.32% | ||
| 35 | AmeriServ Wealth Advisors | 49,244 | 308,000 | 0.31% | ||
| 36 | SUNTRUST BANKS INC | 45,918 | 286,000 | 0.29% | ||
| 37 | Sigma Planning Corp | 37,133 | 232,000 | 0.23% | ||
| 38 | Private Advisor Group, LLC | 35,094 | 220,000 | 0.22% | ||
| 39 | NEXT Financial Group, Inc | 32,186 | 201,000 | 0.20% | ||
| 40 | OPPENHEIMER & CO INC | 31,408 | 197,000 | 0.20% | ||
| 41 | STIFEL FINANCIAL CORP | 29,205 | 183,000 | 0.18% | ||
| 42 | ROYAL BANK OF CANADA | 24,842 | 155,000 | 0.16% | ||
| 43 | CITIGROUP INC | 24,444 | 153,000 | 0.15% | ||
| 44 | Stratos Wealth Partners, LTD. | 24,310 | 152,000 | 0.15% | ||
| 45 | EULAV Asset Management | 22,435 | 140,000 | 0.14% | ||
| 46 | Virtu KCG Holdings LLC | 21,602 | 135,000 | 0.14% | ||
| 47 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 20,314 | 127,000 | 0.13% | ||
| 48 | Bank of New York Mellon Corp | 19,572 | 123,000 | 0.12% | ||
| 49 | DAVIS R M INC | 18,296 | 115,000 | 0.12% | ||
| 50 | Advisory Services Network, LLC | 18,010 | 113,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
