| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 4,743,862 | 26,186,000 | 25.29% | ||
| 2 | COHEN & STEERS, INC. | 2,530,517 | 13,968,000 | 13.49% | ||
| 3 | First Allied Advisory Services, Inc. | 1,391,620 | 7,682,000 | 7.42% | ||
| 4 | MORGAN STANLEY | 884,171 | 4,880,000 | 4.71% | ||
| 5 | GAMCO INVESTORS, INC. ET AL | 722,529 | 3,988,000 | 3.85% | ||
| 6 | IFC Holdings Incorporated/FL | 619,502 | 3,421,000 | 3.30% | ||
| 7 | Invesco Ltd. | 618,707 | 3,415,000 | 3.30% | ||
| 8 | Commonwealth Equity Services, Inc | 481,705 | 2,659,000 | 2.57% | ||
| 9 | LPL Financial LLC | 431,122 | 2,393,000 | 2.31% | ||
| 10 | WELLS FARGO & COMPANY/MN | 410,875 | 2,268,000 | 2.19% | ||
| 11 | Raymond James Financial Services Advisors, Inc. | 361,160 | 1,994,000 | 1.93% | ||
| 12 | IFP ADVISORS, INC | 337,396 | 1,862,000 | 1.80% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 325,236 | 1,795,000 | 1.73% | ||
| 14 | HOLLENCREST CAPITAL MANAGEMENT | 321,808 | 1,776,000 | 1.72% | ||
| 15 | Yakira Capital Management, Inc. | 313,808 | 1,732,000 | 1.67% | SH | |
| 16 | BANK OF AMERICA CORP /DE/ | 312,263 | 1,724,000 | 1.66% | ||
| 17 | CLOUGH CAPITAL PARTNERS L P | 262,795 | 1,451,000 | 1.40% | ||
| 18 | WEDBUSH SECURITIES INC | 249,333 | 1,376,000 | 1.33% | ||
| 19 | J.P. Morgan Private Wealth Advisors LLC | 207,600 | 1,146,000 | 1.11% | ||
| 20 | MSI Financial Services Inc | 196,388 | 1,084,000 | 1.05% | ||
| 21 | Shaker Financial Services, LLC | 179,267 | 990,000 | 0.96% | ||
| 22 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 177,417 | 979,000 | 0.95% | ||
| 23 | 1607 Capital Partners, LLC | 168,852 | 932,000 | 0.90% | ||
| 24 | PNC FINANCIAL SERVICES GROUP, INC. | 148,683 | 822,000 | 0.79% | ||
| 25 | Jacobus Wealth Management, Inc. | 143,675 | 793,000 | 0.77% | ||
| 26 | UBS Group AG | 133,208 | 735,000 | 0.71% | ||
| 27 | Advisors Asset Management, Inc. | 130,993 | 723,000 | 0.70% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 114,634 | 633,000 | 0.61% | ||
| 29 | ADVISOR GROUP, INC. | 110,024 | 608,000 | 0.59% | ||
| 30 | AMERIPRISE FINANCIAL INC | 100,247 | 553,000 | 0.53% | ||
| 31 | Stratos Wealth Partners, LTD. | 87,924 | 485,000 | 0.47% | ||
| 32 | Private Advisor Group, LLC | 85,501 | 482,000 | 0.47% | ||
| 33 | HighTower Advisors, LLC | 73,711 | 407,000 | 0.39% | ||
| 34 | SCOTIA CAPITAL INC. | 68,432 | 378,000 | 0.37% | ||
| 35 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 65,380 | 361,000 | 0.35% | ||
| 36 | STIFEL FINANCIAL CORP | 64,561 | 358,000 | 0.35% | ||
| 37 | BANK OF MONTREAL /CAN/ | 62,047 | 349,000 | 0.34% | ||
| 38 | RAYMOND JAMES TRUST N.A. | 60,184 | 332,000 | 0.32% | ||
| 39 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 54,433 | 300,000 | 0.29% | ||
| 40 | Curi Capital, LLC | 52,112 | 288,000 | 0.28% | ||
| 41 | SUNTRUST BANKS INC | 50,298 | 283,000 | 0.27% | ||
| 42 | FineMark National Bank & Trust | 50,775 | 280,000 | 0.27% | ||
| 43 | OPPENHEIMER & CO INC | 47,628 | 264,000 | 0.25% | ||
| 44 | Virtu KCG Holdings LLC | 44,772 | 247,000 | 0.24% | ||
| 45 | ROBINSON CAPITAL MANAGEMENT, LLC | 40,020 | 221,000 | 0.21% | ||
| 46 | OTA Financial Group L.P. | 37,924 | 209,000 | 0.20% | ||
| 47 | IHT WEALTH MANAGEMENT, LLC | 34,230 | 190,000 | 0.18% | ||
| 48 | Creative Planning | 30,440 | 168,000 | 0.16% | ||
| 49 | Alpha Cubed Investments, LLC | 28,536 | 158,000 | 0.15% | ||
| 50 | Cambridge Investment Research Advisors, Inc. | 25,980 | 143,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
