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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 11 Institutional holders with a total value of $5,114,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 85,455 2,463,000 48.16%
2 GOLDMAN SACHS GROUP INC 33,235 959,000 18.75%
3 BANK OF AMERICA CORP /DE/ 23,492 678,000 13.26%
4 Evensky & Katz LLC 12,727 358,000 7.00%
5 JANE STREET GROUP, LLC 7,980 230,000 4.50%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,796 167,000 3.27%
7 ROYAL BANK OF CANADA 3,160 91,000 1.78%
8 ENVESTNET ASSET MANAGEMENT INC 2,958 85,000 1.66%
9 UBS Group AG 2,401 69,000 1.35%
10 IFP ADVISORS, INC 500 14,000 0.27%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.