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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 9 Institutional holders with a total value of $3,415,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 32,372 926,000 27.12%
2 JANE STREET GROUP, LLC 24,887 712,000 20.85%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,805 710,000 20.79%
4 BANK OF AMERICA CORP /DE/ 19,406 555,000 16.25%
5 CITIGROUP INC 7,590 217,000 6.35%
6 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,796 166,000 4.86%
7 ROYAL BANK OF CANADA 3,041 87,000 2.55%
8 Evensky & Katz LLC 783 22,000 0.64%
9 UBS Group AG 682 20,000 0.59%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.