Dark
Light
System
Security
ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 9 Institutional holders with a total value of $3,072,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GOLDMAN SACHS GROUP INC 33,235 960,000 31.25%
2 JANE STREET GROUP, LLC 30,727 888,000 28.91%
3 BANK OF AMERICA CORP /DE/ 19,254 556,000 18.10%
4 CITIGROUP INC 7,144 207,000 6.74%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,796 167,000 5.44%
6 Evensky & Katz LLC 4,582 132,000 4.30%
7 ROYAL BANK OF CANADA 3,411 99,000 3.22%
8 ENVESTNET ASSET MANAGEMENT INC 2,173 63,000 2.05%
9 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.