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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 246 Institutional holders with a total value of $2,669,755,734.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 JPMORGAN CHASE & CO 48,421 2,598,000 0.10%
102 WELLS FARGO & COMPANY/MN 46,994 2,522,000 0.09%
103 Sterling Capital Management LLC 46,878 2,516,000 0.09%
104 Hutchin Hill Capital, LP 45,900 2,463,000 0.09%
105 BARCLAYS PLC 45,491 2,441,000 0.09%
106 QS Investors, LLC 45,138 2,423,000 0.09%
107 BARINGS LLC 44,150 2,370,000 0.09%
108 CREDIT SUISSE AG/ 42,190 2,265,000 0.08%
109 COMERICA BANK 38,948 2,219,000 0.08%
110 FIRST TRUST ADVISORS LP 40,549 2,176,000 0.08%
111 ZACKS INVESTMENT MANAGEMENT 38,278 2,054,000 0.08%
112 Walleye Trading LLC 38,000 2,038,000 0.08% Put
113 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 36,723 1,971,000 0.07%
114 TEXAS PERMANENT SCHOOL FUND CORP 33,456 1,796,000 0.07%
115 South Dakota Investment Council 33,100 1,776,000 0.07%
116 AJO, LP 31,159 1,672,000 0.06%
117 FEDERATED HERMES, INC. 30,285 1,625,000 0.06%
118 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 30,050 1,613,000 0.06%
119 D. E. Shaw & Co., Inc. 30,000 1,610,000 0.06% Call
120 AMP Capital Investors Ltd 30,020 1,597,000 0.06%
121 NORDEA INVESTMENT MANAGEMENT AB 29,410 1,578,000 0.06%
122 JANE STREET GROUP, LLC 27,433 1,472,000 0.06%
123 LMR Partners LLP 27,340 1,468,000 0.05%
124 TOKIO MARINE ASSET MANAGEMENT CO LTD 26,700 1,433,000 0.05%
125 CANADA LIFE ASSURANCE Co 26,523 1,422,000 0.05%
126 VIRGINIA RETIREMENT SYSTEMS ET Al 26,400 1,417,000 0.05%
127 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 26,077 1,399,553 0.05%
128 SPOT TRADING LLC /BD 25,700 1,379,000 0.05% Put
129 BARCLAYS PLC 23,900 1,283,000 0.05% Put
130 GSA CAPITAL PARTNERS LLP 23,659 1,270,000 0.05%
131 Convergence Investment Partners, LLC 23,420 1,257,000 0.05%
132 KEYBANK NATIONAL ASSOCIATION/OH 23,050 1,237,000 0.05%
133 MASON STREET ADVISORS, LLC 22,385 1,201,000 0.04%
134 BlueCrest Capital Management Ltd 20,606 1,106,000 0.04%
135 CHICAGO EQUITY PARTNERS LLC 20,290 1,089,000 0.04%
136 SeaTown Holdings Pte. Ltd. 20,000 1,073,000 0.04%
137 MEEDER ASSET MANAGEMENT INC 19,323 1,037,000 0.04%
138 Arizona State Retirement System 19,300 1,036,000 0.04%
139 STATE OF MICHIGAN RETIREMENT SYSTEM 18,927 1,016,000 0.04%
140 RUSSELL INVESTMENTS GROUP, LTD. 18,699 1,004,000 0.04%
141 Meristem Family Wealth, LLC 18,671 1,002,000 0.04%
142 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 18,502 993,000 0.04%
143 Cubist Systematic Strategies, LLC 18,456 991,000 0.04%
144 NISA INVESTMENT ADVISORS, LLC 18,370 986,000 0.04%
145 Liberty Mutual Group Asset Management Inc. 18,312 983,000 0.04%
146 SCHRODER INVESTMENT MANAGEMENT GROUP 17,600 936,000 0.04%
147 Municipal Employees' Retirement System of Michigan 17,400 934,000 0.03%
148 OREGON PUBLIC EMPLOYEES RETIREMENT FUND 16,993 912,000 0.03%
149 Ameritas Investment Partners, Inc. 16,940 909,000 0.03%
150 GOLDMAN SACHS GROUP INC 16,900 907,000 0.03% Call
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.