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SOTHEBYS
SOTHEBYS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 246 Institutional holders with a total value of $2,669,755,734.
#
Manager Name
Shares
Value ($)
%
Options
Notes
151 INVICTUS RG 16,625 892,000 0.03%
152 HSBC HOLDINGS PLC 15,999 860,000 0.03%
153 AQR CAPITAL MANAGEMENT LLC 15,797 848,000 0.03%
154 ROYAL BANK OF CANADA 14,316 768,000 0.03%
155 FIRST MERCANTILE TRUST CO 13,017 698,000 0.03%
156 CUTLER GROUP LLC / CA 12,424 666,000 0.02%
157 Quantitative Investment Management, LLC 12,200 654,000 0.02%
158 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 12,021 645,000 0.02%
159 Louisiana State Employees Retirement System 12,000 644,000 0.02%
160 Carlson Capital, L.P. 750 641,000 0.02% Put
161 PEAK6 Group LLC 11,900 639,000 0.02% Put
162 Aperio Group, LLC 11,806 634,000 0.02%
163 RADNOR CAPITAL MANAGEMENT, LLC 9,900 531,000 0.02%
164 LPL Financial LLC 9,840 528,000 0.02%
165 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 9,470 508,000 0.02%
166 THRIVENT FINANCIAL FOR LUTHERANS 9,260 497,000 0.02%
167 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 8,831 474,000 0.02%
168 Waverly Advisors, LLC 8,506 457,000 0.02%
169 CADENCE CAPITAL MANAGEMENT LLC 8,110 435,000 0.02%
170 ROYAL BANK OF CANADA 8,000 429,000 0.02% Call
171 NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC 7,888 423,000 0.02%
172 GLENMEDE TRUST CO NA 9,213 418,000 0.02%
173 CITIGROUP INC 7,200 386,000 0.01% Put
174 Allianz Asset Management GmbH 7,138 381,000 0.01%
175 CAPITAL FUND MANAGEMENT S.A. 7,000 376,000 0.01%
176 ProShare Advisors LLC 6,744 362,000 0.01%
177 LUCUS ADVISORS LLC 6,716 360,000 0.01%
178 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 6,688 359,000 0.01%
179 PROFUND ADVISORS LLC 6,558 352,000 0.01%
180 COMMERZBANK AKTIENGESELLSCHAFT /FI 6,462 347,000 0.01%
181 Engineers Gate Manager LP 6,411 344,000 0.01%
182 GAM SYSTEMATIC LLP 6,212 333,000 0.01%
183 KBC Group NV 6,005 322,000 0.01%
184 NumerixS Investment Technologies Inc 5,800 311,000 0.01%
185 SECURIAN ASSET MANAGEMENT, INC 5,785 310,000 0.01%
186 CAPSTONE ASSET MANAGEMENT CO 5,722 307,000 0.01%
187 AMALGAMATED BANK 5,591 300,000 0.01%
188 Virtu KCG Holdings LLC 5,590 300,000 0.01%
189 ING GROEP NV 5,574 299,000 0.01%
190 CAPITAL FUND MANAGEMENT S.A. 5,000 268,000 0.01% Call
191 CITIGROUP INC 5,000 268,000 0.01% Call
192 BLUESTEIN R H & CO LLC 5,000 268,000 0.01%
193 Jefferies Group LLC 4,966 267,000 0.01%
194 FLINTON CAPITAL MANAGEMENT LLC 4,964 266,000 0.01%
195 North Star Investment Management Corp. 4,940 265,000 0.01%
196 Abacus FCF Advisors LLC 4,843 260,000 0.01%
197 TRUIST FINANCIAL CORP 4,605 247,000 0.01%
198 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,600 247,000 0.01%
199 Ancora Advisors LLC 4,510 242,000 0.01%
200 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 4,462 239,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.