| 1 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,084,459 |
8,513,000 |
16.53% |
|
|
| 2 |
State of New Jersey Common Pension Fund D |
1,060,000 |
8,321,000 |
16.16% |
|
|
| 3 |
EMERALD ADVISERS, LLC |
666,004 |
5,228,000 |
10.15% |
|
|
| 4 |
ROYAL BANK OF CANADA |
352,300 |
2,766,000 |
5.37% |
|
|
| 5 |
NEEDHAM INVESTMENT MANAGEMENT LLC |
338,500 |
2,657,000 |
5.16% |
|
|
| 6 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
316,687 |
2,486,000 |
4.83% |
|
|
| 7 |
WELLINGTON MANAGEMENT GROUP LLP |
290,775 |
2,283,000 |
4.43% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
283,685 |
2,227,000 |
4.32% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
247,700 |
1,944,000 |
3.78% |
Put |
|
| 10 |
MORGAN STANLEY |
208,484 |
1,637,000 |
3.18% |
|
|
| 11 |
EMERALD MUTUAL FUND ADVISERS TRUST |
165,539 |
1,299,000 |
2.52% |
|
|
| 12 |
New Jersey Better Educational Savings Trust |
160,000 |
1,256,000 |
2.44% |
|
|
| 13 |
HIGHLINE CAPITAL MANAGEMENT, L.P. |
159,500 |
1,252,000 |
2.43% |
|
|
| 14 |
MCKINLEY CAPITAL MANAGEMENT LLC |
119,759 |
940,000 |
1.83% |
|
|
| 15 |
CS MCKEE LP |
100,000 |
785,000 |
1.52% |
|
|
| 16 |
BlackRock Group LTD |
94,562 |
742,000 |
1.44% |
|
|
| 17 |
DEUTSCHE BANK AG\ |
82,689 |
648,000 |
1.26% |
|
|
| 18 |
BLAIR WILLIAM & CO/IL |
73,230 |
574,000 |
1.11% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
72,070 |
566,000 |
1.10% |
|
|
| 20 |
EQUITEC PROPRIETARY MARKETS, LLC |
66,565 |
523,000 |
1.02% |
|
|
| 21 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
64,560 |
507,000 |
0.98% |
|
|
| 22 |
PEAK6 Group LLC |
61,800 |
485,000 |
0.94% |
Put |
|
| 23 |
MCGLINN CAPITAL MANAGEMENT INC |
52,900 |
415,000 |
0.81% |
|
|
| 24 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
51,300 |
403,000 |
0.78% |
|
|
| 25 |
AMERIPRISE FINANCIAL INC |
49,230 |
386,000 |
0.75% |
|
|
| 26 |
WELLS FARGO & COMPANY/MN |
45,711 |
359,000 |
0.70% |
|
|
| 27 |
PRELUDE CAPITAL MANAGEMENT, LLC |
40,000 |
314,000 |
0.61% |
|
|
| 28 |
PDT Partners, LLC |
36,700 |
288,000 |
0.56% |
|
|
| 29 |
Supplemental Annuity Collective Trust of NJ |
30,000 |
236,000 |
0.46% |
|
|
| 30 |
JOHN G ULLMAN & ASSOCIATES INC |
26,700 |
210,000 |
0.41% |
|
|
| 31 |
PEAK6 Group LLC |
19,832 |
156,000 |
0.30% |
|
|
| 32 |
Walleye Trading LLC |
19,100 |
150,000 |
0.29% |
Put |
|
| 33 |
CREDIT SUISSE AG/ |
17,518 |
138,000 |
0.27% |
|
|
| 34 |
Spot Trading L.L.C |
12,000 |
94,000 |
0.18% |
Call |
|
| 35 |
UBS Group AG |
11,756 |
93,000 |
0.18% |
|
|
| 36 |
ROBERTS GLORE & CO INC /IL/ |
11,500 |
90,000 |
0.17% |
|
|
| 37 |
Walleye Trading LLC |
10,500 |
82,000 |
0.16% |
Call |
|
| 38 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,300 |
81,000 |
0.16% |
Call |
|
| 39 |
PEAK6 Group LLC |
9,000 |
71,000 |
0.14% |
Call |
|
| 40 |
ENVESTNET ASSET MANAGEMENT INC |
6,736 |
53,000 |
0.10% |
|
|
| 41 |
BARCLAYS PLC |
4,800 |
34,000 |
0.07% |
Call |
|
| 42 |
Creative Planning |
4,350 |
34,000 |
0.07% |
|
|
| 43 |
BANK OF AMERICA CORP /DE/ |
3,449 |
27,000 |
0.05% |
|
|
| 44 |
AMERICAN INTERNATIONAL GROUP, INC. |
3,165 |
25,000 |
0.05% |
|
|
| 45 |
Walleye Trading LLC |
3,124 |
25,000 |
0.05% |
|
|
| 46 |
Tower Research Capital LLC (TRC) |
1,962 |
15,000 |
0.03% |
|
|
| 47 |
BARCLAYS PLC |
2,200 |
15,000 |
0.03% |
Put |
|
| 48 |
PineBridge Investments, L.P. |
1,611 |
13,000 |
0.03% |
|
|
| 49 |
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
1,700 |
13,000 |
0.03% |
|
|
| 50 |
Stanford Investment Group, Inc. |
1,500 |
12,000 |
0.02% |
|
PRN |
