| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | State of New Jersey Common Pension Fund D | 1,100,000 | 10,307,000 | 15.17% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 955,929 | 8,957,000 | 13.18% | ||
| 3 | EMERALD ADVISERS, LLC | 751,291 | 7,040,000 | 10.36% | ||
| 4 | GOLDMAN SACHS GROUP INC | 440,576 | 4,128,000 | 6.07% | ||
| 5 | Spot Trading L.L.C | 436,067 | 4,086,000 | 6.01% | ||
| 6 | Spot Trading L.L.C | 431,800 | 4,046,000 | 5.95% | Put | |
| 7 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 396,900 | 3,719,000 | 5.47% | Call | |
| 8 | NEEDHAM INVESTMENT MANAGEMENT LLC | 338,500 | 3,171,000 | 4.67% | ||
| 9 | WELLINGTON MANAGEMENT GROUP LLP | 290,775 | 2,725,000 | 4.01% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 197,900 | 1,854,000 | 2.73% | Put | |
| 11 | EQUITEC PROPRIETARY MARKETS, LLC | 175,356 | 1,643,000 | 2.42% | ||
| 12 | EMERALD MUTUAL FUND ADVISERS TRUST | 165,539 | 1,551,000 | 2.28% | ||
| 13 | MORGAN STANLEY | 162,382 | 1,522,000 | 2.24% | ||
| 14 | New Jersey Better Educational Savings Trust | 160,000 | 1,499,000 | 2.21% | ||
| 15 | CS MCKEE LP | 100,000 | 937,000 | 1.38% | ||
| 16 | ACADIAN ASSET MANAGEMENT LLC | 92,472 | 866,000 | 1.27% | ||
| 17 | BlackRock Group LTD | 88,978 | 834,000 | 1.23% | ||
| 18 | Bulldog Investors, LLP | 82,812 | 776,000 | 1.14% | ||
| 19 | MCKINLEY CAPITAL MANAGEMENT LLC | 75,089 | 704,000 | 1.04% | ||
| 20 | DEUTSCHE BANK AG\ | 71,680 | 670,000 | 0.99% | ||
| 21 | Commonwealth Equity Services, Inc | 69,675 | 653,000 | 0.96% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 65,355 | 612,000 | 0.90% | ||
| 23 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 52,400 | 491,000 | 0.72% | ||
| 24 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 51,300 | 481,000 | 0.71% | ||
| 25 | AMERIPRISE FINANCIAL INC | 49,230 | 461,000 | 0.68% | ||
| 26 | WELLS FARGO & COMPANY/MN | 44,600 | 418,000 | 0.62% | ||
| 27 | TWO SIGMA INVESTMENTS, LP | 40,784 | 382,000 | 0.56% | ||
| 28 | PRELUDE CAPITAL MANAGEMENT, LLC | 40,000 | 375,000 | 0.55% | ||
| 29 | Supplemental Annuity Collective Trust of NJ | 40,000 | 375,000 | 0.55% | ||
| 30 | GREAT AMERICAN GROUP, INC. | 39,834 | 373,000 | 0.55% | ||
| 31 | LPL Financial LLC | 34,192 | 227,000 | 0.33% | ||
| 32 | PDT Partners, LLC | 21,956 | 206,000 | 0.30% | ||
| 33 | PEAK6 Group LLC | 21,600 | 202,000 | 0.30% | Put | |
| 34 | BARCLAYS PLC | 20,600 | 185,000 | 0.27% | Put | |
| 35 | OXFORD ASSET MANAGEMENT LLP | 19,000 | 175,000 | 0.26% | ||
| 36 | CREDIT SUISSE AG/ | 17,500 | 164,000 | 0.24% | ||
| 37 | MILLENNIUM MANAGEMENT LLC | 15,500 | 145,000 | 0.21% | ||
| 38 | BLAIR WILLIAM & CO/IL | 13,230 | 123,000 | 0.18% | ||
| 39 | BARCLAYS PLC | 12,620 | 114,000 | 0.17% | ||
| 40 | UBS Group AG | 12,029 | 112,000 | 0.16% | ||
| 41 | ROBERTS GLORE & CO INC /IL/ | 11,646 | 109,000 | 0.16% | ||
| 42 | Walleye Trading LLC | 10,400 | 97,000 | 0.14% | Call | |
| 43 | PEAK6 Group LLC | 6,800 | 64,000 | 0.09% | Call | |
| 44 | ENVESTNET ASSET MANAGEMENT INC | 6,580 | 62,000 | 0.09% | ||
| 45 | Walleye Trading LLC | 6,464 | 61,000 | 0.09% | ||
| 46 | Creative Planning | 6,424 | 60,000 | 0.09% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 3,000 | 28,000 | 0.04% | ||
| 48 | Tower Research Capital LLC (TRC) | 2,644 | 24,000 | 0.04% | ||
| 49 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,700 | 16,000 | 0.02% | ||
| 50 | BARCLAYS PLC | 1,800 | 16,000 | 0.02% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
