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HANCOCK JOHN PFD INCOME FD I
HANCOCK JOHN PFD INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 36 Institutional holders with a total value of $67,467,871.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 992,404 18,558,000 27.51%
2 Spectrum Asset Management, Inc. 670,344 12,535,000 18.58%
3 Invesco Ltd. 370,188 6,923,000 10.26%
4 UBS Group AG 366,805 6,859,000 10.17%
5 GUGGENHEIM CAPITAL LLC 251,880 4,708,000 6.98%
6 BANK OF AMERICA CORP /DE/ 201,894 3,775,000 5.60%
7 CREDIT SUISSE AG/ 96,585 1,806,000 2.68%
8 Capital Investment Advisors, LLC 4,035 1,696,000 2.51%
9 BURNEY CO/ 90,064 1,684,000 2.50%
10 NWAM LLC 83,102 1,554,000 2.30%
11 WELLS FARGO & COMPANY/MN 70,458 1,318,000 1.95%
12 ROYAL BANK OF CANADA 62,697 1,172,000 1.74%
13 LPL Financial LLC 62,275 1,159,000 1.72%
14 ENVESTNET ASSET MANAGEMENT INC 26,975 504,000 0.75%
15 OLD NATIONAL BANCORP /IN/ 23,381 437,000 0.65%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,123 426,000 0.63%
17 North Star Investment Management Corp. 22,670 424,000 0.63%
18 PNC FINANCIAL SERVICES GROUP, INC. 18,024 337,000 0.50%
19 Commonwealth Equity Services, Inc 15,339 287,000 0.43%
20 STEEL GROVE CAPITAL ADVISORS, LLC 13,504 253,000 0.37%
21 INVESTMENT CENTERS OF AMERICA INC 13,044 243,000 0.36%
22 AMERICAN INTERNATIONAL GROUP, INC. 10,893 203,699 0.30%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,817 165,000 0.24%
24 FIFTH THIRD BANCORP 8,490 159,000 0.24%
25 CAPTRUST FINANCIAL ADVISORS 3,913 73,172 0.11%
26 NEXT Financial Group, Inc 3,443 64,000 0.09%
27 BENJAMIN F. EDWARDS & COMPANY, INC. 2,500 47,000 0.07%
28 Formidable Asset Management, LLC 1,730 30,000 0.04%
29 Somerset Trust Co 900 17,000 0.03%
30 Creative Planning 800 15,000 0.02%
31 Transamerica Financial Advisors, LLC 600 12,000 0.02%
32 INTEGRATED WEALTH MANAGEMENT 400 7,000 0.01%
33 MSI Financial Services Inc 300 6,000 0.01%
34 US BANCORP \DE\ 341 6,000 0.01%
35 CITIGROUP INC 265 5,000 0.01%
36 WFG Advisors, LP 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.