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HANCOCK JOHN PFD INCOME FD I
HANCOCK JOHN PFD INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 40 Institutional holders with a total value of $72,774,720.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 837,818 15,801,000 21.71%
2 Spectrum Asset Management, Inc. 670,344 12,643,000 17.37%
3 UBS Group AG 503,122 9,489,000 13.04%
4 Invesco Ltd. 423,916 7,995,000 10.99%
5 BANK OF AMERICA CORP /DE/ 404,695 7,633,000 10.49%
6 LPL Financial LLC 181,124 3,394,000 4.66%
7 GUGGENHEIM CAPITAL LLC 140,731 2,654,000 3.65%
8 Capital Investment Advisors, LLC 85,695 1,616,000 2.22%
9 NWAM LLC 73,532 1,387,000 1.91%
10 WELLS FARGO & COMPANY/MN 66,547 1,255,000 1.72%
11 ROYAL BANK OF CANADA 53,158 1,003,000 1.38%
12 MSI Financial Services Inc 50,868 959,000 1.32%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 42,062 788,000 1.08%
14 Raymond James Financial Services Advisors, Inc. 36,599 690,000 0.95%
15 UNITED CAPITAL FINANCIAL ADVISORS, LLC 32,760 618,000 0.85%
16 SIT INVESTMENT ASSOCIATES INC 31,885 601,000 0.83%
17 ENVESTNET ASSET MANAGEMENT INC 30,434 574,000 0.79%
18 IFP ADVISORS, INC 30,199 570,000 0.78%
19 Horizon Kinetics LLC 28,220 532,000 0.73%
20 Partnervest Advisory Services LLC 25,293 477,000 0.66%
21 PNC FINANCIAL SERVICES GROUP, INC. 24,236 457,000 0.63%
22 OLD NATIONAL BANCORP /IN/ 15,700 296,000 0.41%
23 Commonwealth Equity Services, Inc 14,621 276,000 0.38%
24 INVESTMENT CENTERS OF AMERICA INC 13,327 252,000 0.35%
25 Brown Advisory Securities, LLC 12,025 227,000 0.31%
26 AMERICAN INTERNATIONAL GROUP, INC. 8,738 165,000 0.23%
27 GENEOS WEALTH MANAGEMENT INC. 4,658 87,000 0.12%
28 North Star Investment Management Corp. 3,670 69,000 0.09%
29 NEXT Financial Group, Inc 3,551 66,000 0.09%
30 CAPTRUST FINANCIAL ADVISORS 3,015 57,000 0.08%
31 ARROW FINANCIAL CORP 2,674 50,000 0.07%
32 Capital Analysts, LLC 2,000 37,720 0.05%
33 Creative Planning 1,100 21,000 0.03%
34 Transamerica Financial Advisors, LLC 600 12,000 0.02%
35 INTEGRATED WEALTH MANAGEMENT 400 8,000 0.01%
36 PENSERRA CAPITAL MANAGEMENT LLC 335 6,000 0.01%
37 US BANCORP \DE\ 341 6,000 0.01%
38 Tower Research Capital LLC (TRC) 95 2,000 0.00%
39 CITIGROUP INC 62 1,000 0.00%
40 WFG Advisors, LP 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.