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HANCOCK JOHN PFD INCOME FD I
HANCOCK JOHN PFD INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 38 Institutional holders with a total value of $74,313,979.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 887,693 17,736,000 23.87%
2 Spectrum Asset Management, Inc. 670,344 13,393,000 18.02%
3 UBS Group AG 553,361 11,056,000 14.88%
4 BANK OF AMERICA CORP /DE/ 389,844 7,789,000 10.48%
5 Invesco Ltd. 337,572 6,744,000 9.08%
6 LPL Financial LLC 135,995 2,728,000 3.67%
7 GUGGENHEIM CAPITAL LLC 135,477 2,707,000 3.64%
8 NWAM LLC 70,867 1,416,000 1.91%
9 Capital Investment Advisors, LLC 67,018 1,339,000 1.80%
10 ROYAL BANK OF CANADA 57,923 1,157,000 1.56%
11 WELLS FARGO & COMPANY/MN 55,716 1,114,000 1.50%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 43,807 879,000 1.18%
13 MSI Financial Services Inc 35,643 712,000 0.96%
14 SIT INVESTMENT ASSOCIATES INC 31,631 632,000 0.85%
15 IFP ADVISORS, INC 28,549 570,000 0.77%
16 Horizon Kinetics LLC 28,259 565,000 0.76%
17 PNC FINANCIAL SERVICES GROUP, INC. 25,276 505,000 0.68%
18 Partnervest Advisory Services LLC 24,137 482,000 0.65%
19 Raymond James Financial Services Advisors, Inc. 23,476 469,000 0.63%
20 UNITED CAPITAL FINANCIAL ADVISORS, LLC 21,439 429,000 0.58%
21 ENVESTNET ASSET MANAGEMENT INC 18,994 380,000 0.51%
22 OLD NATIONAL BANCORP /IN/ 15,170 303,000 0.41%
23 Commonwealth Equity Services, Inc 12,906 258,000 0.35%
24 Brown Advisory Securities, LLC 12,048 241,000 0.32%
25 SII INVESTMENTS INC/WI 11,051 221,000 0.30%
26 ADVISOR GROUP, INC. 8,738 173,000 0.23%
27 GENEOS WEALTH MANAGEMENT INC. 4,658 93,000 0.13%
28 NEXT Financial Group, Inc 3,577 71,000 0.10%
29 North Star Investment Management Corp. 3,070 61,000 0.08%
30 Creative Planning 1,450 29,000 0.04%
31 ARROW FINANCIAL CORP 948 19,000 0.03%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 600 12,000 0.02%
33 INTEGRATED WEALTH MANAGEMENT 400 8,000 0.01%
34 PENSERRA CAPITAL MANAGEMENT LLC 335 7,000 0.01%
35 Advisory Services Network, LLC 350 7,000 0.01%
36 US BANCORP \DE\ 366 7,000 0.01%
37 CITIGROUP INC 62 1,000 0.00%
38 WOLVERINE TRADING LP /BD 49 979 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.