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HANCOCK JOHN PFD INCOME FD I
HANCOCK JOHN PFD INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 40 Institutional holders with a total value of $64,300,883.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WFG Advisors, LP 10 0 0.00%
2 CITIGROUP INC 130 2,000 0.00%
3 MSI Financial Services Inc 300 5,000 0.01%
4 US BANCORP \DE\ 341 6,000 0.01%
5 INTEGRATED WEALTH MANAGEMENT 400 7,000 0.01%
6 Transamerica Financial Advisors, LLC 600 11,000 0.02%
7 Simplicity Solutions, LLC 1,630 27,188 0.04%
8 Tower Research Capital LLC (TRC) 1,828 30,000 0.05%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 2,200 37,000 0.06%
10 NEXT Financial Group, Inc 3,468 57,000 0.09%
11 CAPTRUST FINANCIAL ADVISORS 4,184 70,000 0.11%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,617 143,000 0.22%
13 AMERICAN INTERNATIONAL GROUP, INC. 10,893 181,695 0.28%
14 STEEL GROVE CAPITAL ADVISORS, LLC 11,336 189,000 0.29%
15 INVESTMENT CENTERS OF AMERICA INC 11,741 194,000 0.30%
16 CLOUGH CAPITAL PARTNERS L P 13,200 220,000 0.34%
17 Commonwealth Equity Services, Inc 13,675 228,000 0.35%
18 PNC FINANCIAL SERVICES GROUP, INC. 14,833 247,000 0.38%
19 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 16,990 283,000 0.44%
20 OLD NATIONAL BANCORP /IN/ 18,265 305,000 0.47%
21 North Star Investment Management Corp. 22,670 378,000 0.59%
22 DOLIVER ADVISORS, LP 33,970 567,000 0.88%
23 UNITED CAPITAL FINANCIAL ADVISORS, LLC 34,950 583,000 0.91%
24 ENVESTNET ASSET MANAGEMENT INC 37,596 627,000 0.98%
25 Shaker Financial Services, LLC 39,540 660,000 1.03%
26 WOLVERINE ASSET MANAGEMENT LLC 40,700 678,000 1.05%
27 ROYAL BANK OF CANADA 56,835 948,000 1.47%
28 WELLS FARGO & COMPANY/MN 59,639 995,000 1.55%
29 LPL Financial LLC 65,322 1,120,000 1.74%
30 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 74,506 1,245,000 1.94%
31 NWAM LLC 84,000 1,401,000 2.18%
32 BURNEY CO/ 91,823 1,532,000 2.38%
33 CREDIT SUISSE AG/ 96,585 1,611,000 2.51%
34 Capital Investment Advisors, LLC 97,184 1,621,000 2.52%
35 BANK OF AMERICA CORP /DE/ 194,523 3,245,000 5.05%
36 GUGGENHEIM CAPITAL LLC 235,950 3,934,000 6.12%
37 UBS Group AG 360,789 6,018,000 9.36%
38 Invesco Ltd. 405,322 6,761,000 10.51%
39 Spectrum Asset Management, Inc. 670,344 11,181,000 17.39%
40 MORGAN STANLEY 1,016,373 16,953,000 26.37%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.