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HANCOCK JOHN PFD INCOME FD I
HANCOCK JOHN PFD INCOME FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 40 Institutional holders with a total value of $64,690,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WFG Advisors, LP 10 0 0.00%
2 CITIGROUP INC 74 1,000 0.00%
3 MSI Financial Services Inc 300 5,000 0.01%
4 US BANCORP \DE\ 341 6,000 0.01%
5 INTEGRATED WEALTH MANAGEMENT 400 7,000 0.01%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 550 9,000 0.01%
7 Transamerica Financial Advisors, LLC 600 10,000 0.02%
8 Creative Planning 800 13,000 0.02%
9 Windsor Capital Management, LLC 1,600 26,000 0.04%
10 CAPTRUST FINANCIAL ADVISORS 1,901 32,000 0.05%
11 NEXT Financial Group, Inc 3,496 58,000 0.09%
12 North Star Investment Management Corp. 4,250 71,000 0.11%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,661 144,000 0.22%
14 AMERICAN INTERNATIONAL GROUP, INC. 9,635 161,000 0.25%
15 INVESTMENT CENTERS OF AMERICA INC 10,765 177,000 0.27%
16 CLOUGH CAPITAL PARTNERS L P 13,200 220,000 0.34%
17 SIT INVESTMENT ASSOCIATES INC 13,471 224,000 0.35%
18 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,414 240,000 0.37%
19 Commonwealth Equity Services, Inc 14,701 245,000 0.38%
20 PNC FINANCIAL SERVICES GROUP, INC. 15,431 257,000 0.40%
21 OLD NATIONAL BANCORP /IN/ 16,265 271,000 0.42%
22 BB&T SECURITIES, LLC 19,796 329,000 0.51%
23 ENVESTNET ASSET MANAGEMENT INC 33,402 556,000 0.86%
24 PARAMETRIC PORTFOLIO ASSOCIATES LLC 35,943 599,000 0.93%
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 37,120 618,000 0.96%
26 Shaker Financial Services, LLC 39,389 656,000 1.01%
27 ROYAL BANK OF CANADA 50,882 848,000 1.31%
28 LPL Financial LLC 61,099 1,028,000 1.59%
29 WELLS FARGO & COMPANY/MN 63,139 1,052,000 1.63%
30 WOLVERINE ASSET MANAGEMENT LLC 69,351 1,155,000 1.79%
31 NWAM LLC 84,000 1,399,000 2.16%
32 CREDIT SUISSE AG/ 91,592 1,526,000 2.36%
33 Capital Investment Advisors, LLC 96,761 1,612,000 2.49%
34 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 106,436 1,771,000 2.74%
35 GUGGENHEIM CAPITAL LLC 191,202 3,184,000 4.92%
36 BANK OF AMERICA CORP /DE/ 326,672 5,442,000 8.41%
37 UBS Group AG 367,000 6,114,000 9.45%
38 Invesco Ltd. 429,294 7,152,000 11.06%
39 Spectrum Asset Management, Inc. 670,344 11,168,000 17.26%
40 MORGAN STANLEY 978,659 16,304,000 25.20%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.