| 1 |
Advisors Asset Management, Inc. |
700,454 |
9,428,000 |
36.38% |
|
|
| 2 |
UBS AG |
394,605 |
5,312,000 |
20.50% |
|
|
| 3 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
316,105 |
4,255,000 |
16.42% |
|
|
| 4 |
LSV ASSET MANAGEMENT |
136,766 |
1,840,000 |
7.10% |
|
|
| 5 |
MORGAN STANLEY |
72,920 |
980,000 |
3.78% |
|
|
| 6 |
TWO SIGMA INVESTMENTS, LP |
58,668 |
790,000 |
3.05% |
|
|
| 7 |
WELLS FARGO & COMPANY/MN |
48,733 |
656,000 |
2.53% |
|
|
| 8 |
TWO SIGMA ADVISERS, LP |
48,672 |
655,000 |
2.53% |
|
|
| 9 |
Brown Advisory Securities, LLC |
30,953 |
415,000 |
1.60% |
|
|
| 10 |
VAN ECK ASSOCIATES CORP |
21,348 |
287,000 |
1.11% |
|
|
| 11 |
RAYMOND JAMES & ASSOCIATES |
15,304 |
206,000 |
0.79% |
|
|
| 12 |
MILLENNIUM MANAGEMENT LLC |
12,742 |
172,000 |
0.66% |
|
|
| 13 |
GOLDMAN SACHS GROUP INC |
11,570 |
156,000 |
0.60% |
|
|
| 14 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,400 |
140,000 |
0.54% |
Put |
|
| 15 |
West Family Investments, Inc. |
9,314 |
125,000 |
0.48% |
|
|
| 16 |
Spot Trading L.L.C |
6,400 |
86,000 |
0.33% |
Call |
|
| 17 |
Invesco Ltd. |
6,208 |
84,000 |
0.32% |
|
|
| 18 |
MUFG Securities EMEA plc |
4,387 |
59,049 |
0.23% |
|
|
| 19 |
Spot Trading L.L.C |
4,300 |
58,000 |
0.22% |
Put |
|
| 20 |
Spot Trading L.L.C |
3,287 |
44,000 |
0.17% |
|
|
| 21 |
Creative Planning |
2,200 |
30,000 |
0.12% |
|
|
| 22 |
DEUTSCHE BANK AG\ |
2,056 |
27,000 |
0.10% |
|
|
| 23 |
FineMark National Bank & Trust |
2,000 |
27,000 |
0.10% |
|
|
| 24 |
CITIGROUP INC |
1,500 |
20,000 |
0.08% |
|
|
| 25 |
Tower Research Capital LLC (TRC) |
1,157 |
15,000 |
0.06% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
967 |
13,000 |
0.05% |
|
|
| 27 |
BARCLAYS PLC |
862 |
11,000 |
0.04% |
|
|
| 28 |
Ground Swell Capital, LLC |
800 |
11,000 |
0.04% |
|
|
| 29 |
BANK OF AMERICA CORP /DE/ |
342 |
5,000 |
0.02% |
|
|
| 30 |
Hudock, Inc. |
300 |
4,000 |
0.02% |
|
|
| 31 |
BNP PARIBAS FINANCIAL MARKETS |
81 |
1,090 |
0.00% |
|
|
| 32 |
AMERICAN INTERNATIONAL GROUP, INC. |
32 |
431 |
0.00% |
|
|
| 33 |
AMERIPRISE FINANCIAL INC |
10 |
0 |
0.00% |
|
|
| 34 |
MSI Financial Services Inc |
35 |
0 |
0.00% |
|
|
