| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 740,975 | 8,603,000 | 30.26% | ||
| 2 | UBS Group AG | 289,665 | 3,363,000 | 11.83% | ||
| 3 | West Family Investments, Inc. | 206,354 | 2,396,000 | 8.43% | ||
| 4 | LSV ASSET MANAGEMENT | 188,500 | 2,188,000 | 7.70% | ||
| 5 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 179,012 | 2,078,000 | 7.31% | ||
| 6 | MORGAN STANLEY | 120,777 | 1,402,000 | 4.93% | ||
| 7 | TWO SIGMA ADVISERS, LP | 67,897 | 788,000 | 2.77% | ||
| 8 | PVG Asset Management | 60,615 | 703,740 | 2.48% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 57,335 | 666,000 | 2.34% | ||
| 10 | TWO SIGMA INVESTMENTS, LP | 55,071 | 639,000 | 2.25% | ||
| 11 | GSA CAPITAL PARTNERS LLP | 51,900 | 603,000 | 2.12% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 49,286 | 572,000 | 2.01% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 47,035 | 546,000 | 1.92% | ||
| 14 | WELLS FARGO & COMPANY/MN | 45,383 | 527,000 | 1.85% | ||
| 15 | Brown Advisory Securities, LLC | 24,200 | 281,000 | 0.99% | ||
| 16 | Raymond James Financial Services Advisors, Inc. | 22,679 | 263,000 | 0.93% | ||
| 17 | PEAK6 Group LLC | 21,000 | 244,000 | 0.86% | Put | |
| 18 | Cambridge Investment Research Advisors, Inc. | 20,971 | 243,000 | 0.85% | ||
| 19 | AXA S.A. | 20,503 | 238,000 | 0.84% | ||
| 20 | Spot Trading L.L.C | 20,000 | 232,000 | 0.82% | Call | |
| 21 | Spot Trading L.L.C | 19,900 | 231,000 | 0.81% | Put | |
| 22 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 19,300 | 224,000 | 0.79% | ||
| 23 | Horizon Investments, LLC | 16,277 | 189,000 | 0.66% | ||
| 24 | FOUNDERS FINANCIAL SECURITIES LLC | 16,200 | 188,000 | 0.66% | ||
| 25 | JPMORGAN CHASE & CO | 11,879 | 138,000 | 0.49% | ||
| 26 | Radcliffe Capital Management, L.P. | 11,400 | 132,000 | 0.46% | ||
| 27 | Kovack Advisors, Inc. | 10,150 | 118,000 | 0.42% | ||
| 28 | GOLDMAN SACHS GROUP INC | 10,075 | 117,000 | 0.41% | ||
| 29 | Spot Trading L.L.C | 9,060 | 105,000 | 0.37% | ||
| 30 | CITIGROUP INC | 8,127 | 94,000 | 0.33% | ||
| 31 | DEUTSCHE BANK AG\ | 7,241 | 84,000 | 0.30% | ||
| 32 | PEAK6 Group LLC | 6,200 | 72,000 | 0.25% | Call | |
| 33 | ROYAL BANK OF CANADA | 3,450 | 40,000 | 0.14% | ||
| 34 | PEAK6 Group LLC | 3,149 | 37,000 | 0.13% | ||
| 35 | CUTLER GROUP LLC / CA | 2,409 | 27,000 | 0.09% | ||
| 36 | AMERICAN INTERNATIONAL GROUP, INC. | 1,280 | 15,000 | 0.05% | ||
| 37 | IFP ADVISORS, INC | 1,000 | 12,000 | 0.04% | ||
| 38 | MSI Financial Services Inc | 713 | 8,000 | 0.03% | ||
| 39 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 716 | 8,000 | 0.03% | ||
| 40 | SIMPLEX TRADING, LLC | 566 | 6,000 | 0.02% | ||
| 41 | Hudock, Inc. | 400 | 4,000 | 0.01% | ||
| 42 | Creative Planning | 375 | 4,000 | 0.01% | ||
| 43 | PNC FINANCIAL SERVICES GROUP, INC. | 116 | 1,000 | 0.00% | ||
| 44 | CUTLER GROUP LLC / CA | 3,200 | 1,000 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
