| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 770,625 | 9,039,000 | 30.84% | ||
| 2 | UBS Group AG | 275,745 | 3,235,000 | 11.04% | ||
| 3 | West Family Investments, Inc. | 206,354 | 2,421,000 | 8.26% | ||
| 4 | LSV ASSET MANAGEMENT | 188,466 | 2,210,000 | 7.54% | ||
| 5 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 179,012 | 2,100,000 | 7.16% | ||
| 6 | MORGAN STANLEY | 111,586 | 1,309,000 | 4.47% | ||
| 7 | TWO SIGMA INVESTMENTS, LP | 87,409 | 1,025,000 | 3.50% | ||
| 8 | MILLENNIUM MANAGEMENT LLC | 82,601 | 969,000 | 3.31% | ||
| 9 | PVG Asset Management | 81,319 | 953,871 | 3.25% | ||
| 10 | TWO SIGMA ADVISERS, LP | 79,541 | 933,000 | 3.18% | ||
| 11 | WELLS FARGO & COMPANY/MN | 65,214 | 765,000 | 2.61% | ||
| 12 | Hillsdale Investment Management Inc. | 50,238 | 589,000 | 2.01% | ||
| 13 | GSA CAPITAL PARTNERS LLP | 44,500 | 522,000 | 1.78% | ||
| 14 | TCW GROUP INC | 34,500 | 405,000 | 1.38% | ||
| 15 | GUGGENHEIM CAPITAL LLC | 30,049 | 352,000 | 1.20% | ||
| 16 | DIALECTIC CAPITAL MANAGEMENT, LP | 27,610 | 324,000 | 1.11% | ||
| 17 | Brown Advisory Securities, LLC | 24,200 | 285,000 | 0.97% | ||
| 18 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 23,540 | 278,000 | 0.95% | ||
| 19 | Cambridge Investment Research Advisors, Inc. | 21,781 | 255,000 | 0.87% | ||
| 20 | PEAK6 Group LLC | 21,000 | 246,000 | 0.84% | Put | |
| 21 | AXA S.A. | 16,803 | 197,000 | 0.67% | ||
| 22 | Spot Trading L.L.C | 15,900 | 187,000 | 0.64% | Put | |
| 23 | Radcliffe Capital Management, L.P. | 11,400 | 134,000 | 0.46% | ||
| 24 | Spot Trading L.L.C | 10,100 | 118,000 | 0.40% | Call | |
| 25 | CITIGROUP INC | 8,921 | 104,000 | 0.35% | ||
| 26 | Spot Trading L.L.C | 7,959 | 93,000 | 0.32% | ||
| 27 | PEAK6 Group LLC | 6,200 | 73,000 | 0.25% | Call | |
| 28 | PEAK6 Group LLC | 3,326 | 39,000 | 0.13% | ||
| 29 | Creative Planning | 2,175 | 26,000 | 0.09% | ||
| 30 | DEUTSCHE BANK AG\ | 2,168 | 24,000 | 0.08% | ||
| 31 | CUTLER GROUP LLC / CA | 2,017 | 23,000 | 0.08% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 1,980 | 23,000 | 0.08% | ||
| 33 | Walleye Trading LLC | 1,400 | 16,000 | 0.05% | ||
| 34 | ROYAL BANK OF CANADA | 800 | 9,000 | 0.03% | ||
| 35 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 716 | 8,000 | 0.03% | ||
| 36 | MSI Financial Services Inc | 713 | 8,000 | 0.03% | ||
| 37 | Tower Research Capital LLC (TRC) | 617 | 7,000 | 0.02% | ||
| 38 | Hudock, Inc. | 400 | 4,000 | 0.01% | ||
| 39 | PNC FINANCIAL SERVICES GROUP, INC. | 116 | 1,000 | 0.00% | ||
| 40 | CUTLER GROUP LLC / CA | 500 | 0 | 0.00% | Put | |
| 41 | CUTLER GROUP LLC / CA | 200 | 0 | 0.00% | Call |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
