| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CUTLER GROUP LLC / CA | 1,000 | 0 | 0.00% | Put | |
| 2 | BARCLAYS PLC | 76 | 1,000 | 0.00% | ||
| 3 | PNC FINANCIAL SERVICES GROUP, INC. | 116 | 1,000 | 0.00% | ||
| 4 | CUTLER GROUP LLC / CA | 3,400 | 1,000 | 0.00% | Call | |
| 5 | Creative Planning | 200 | 2,000 | 0.01% | ||
| 6 | Hudock, Inc. | 400 | 4,000 | 0.01% | ||
| 7 | MSI Financial Services Inc | 713 | 9,000 | 0.03% | ||
| 8 | PEAK6 Group LLC | 700 | 9,000 | 0.03% | Call | |
| 9 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 809 | 10,000 | 0.04% | ||
| 10 | PRELUDE CAPITAL MANAGEMENT, LLC | 1,100 | 13,000 | 0.05% | ||
| 11 | ADVISOR GROUP, INC. | 1,280 | 15,000 | 0.06% | ||
| 12 | WOLVERINE TRADING LP /BD | 1,566 | 18,855 | 0.07% | ||
| 13 | PEAK6 Group LLC | 1,579 | 19,000 | 0.07% | ||
| 14 | Spot Trading L.L.C | 4,000 | 49,000 | 0.18% | Put | |
| 15 | CUTLER GROUP LLC / CA | 6,147 | 74,000 | 0.27% | ||
| 16 | WOLVERINE TRADING LP /BD | 67 | 80,668 | 0.30% | Put | |
| 17 | CITIGROUP INC | 8,098 | 99,000 | 0.37% | ||
| 18 | PEAK6 Group LLC | 8,500 | 104,000 | 0.39% | Put | |
| 19 | WOLVERINE TRADING LP /BD | 96 | 115,584 | 0.43% | Call | |
| 20 | Hillsdale Investment Management Inc. | 10,000 | 122,000 | 0.45% | ||
| 21 | Kovack Advisors, Inc. | 10,582 | 129,000 | 0.48% | ||
| 22 | Radcliffe Capital Management, L.P. | 11,400 | 139,000 | 0.51% | ||
| 23 | FOUNDERS FINANCIAL SECURITIES LLC | 15,866 | 194,000 | 0.72% | ||
| 24 | Horizon Investments, LLC | 15,993 | 195,000 | 0.72% | ||
| 25 | D. E. Shaw & Co., Inc. | 16,257 | 198,000 | 0.73% | ||
| 26 | NUVEEN ASSET MANAGEMENT INC. | 16,998 | 207,000 | 0.77% | ||
| 27 | ROYAL BANK OF CANADA | 19,300 | 235,000 | 0.87% | ||
| 28 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 19,300 | 236,000 | 0.87% | ||
| 29 | AXA S.A. | 20,503 | 250,000 | 0.93% | ||
| 30 | Spot Trading L.L.C | 21,000 | 256,000 | 0.95% | Call | |
| 31 | Cambridge Investment Research Advisors, Inc. | 23,769 | 290,000 | 1.07% | ||
| 32 | Brown Advisory Securities, LLC | 24,200 | 294,000 | 1.09% | ||
| 33 | JPMORGAN CHASE & CO | 27,343 | 334,000 | 1.24% | ||
| 34 | MILLENNIUM MANAGEMENT LLC | 31,067 | 379,000 | 1.40% | ||
| 35 | GSA CAPITAL PARTNERS LLP | 38,800 | 473,000 | 1.75% | ||
| 36 | WELLS FARGO & COMPANY/MN | 43,279 | 528,000 | 1.96% | ||
| 37 | ARES MANAGEMENT LLC | 49,785 | 607,000 | 2.25% | ||
| 38 | TWO SIGMA INVESTMENTS, LP | 55,761 | 680,000 | 2.52% | ||
| 39 | TWO SIGMA ADVISERS, LP | 65,397 | 798,000 | 2.96% | ||
| 40 | GUGGENHEIM CAPITAL LLC | 72,216 | 881,000 | 3.26% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 76,998 | 941,000 | 3.49% | ||
| 42 | MORGAN STANLEY | 127,991 | 1,563,000 | 5.79% | ||
| 43 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 179,012 | 2,184,000 | 8.09% | ||
| 44 | LSV ASSET MANAGEMENT | 188,500 | 2,299,000 | 8.52% | ||
| 45 | West Family Investments, Inc. | 206,354 | 2,518,000 | 9.33% | ||
| 46 | UBS Group AG | 282,015 | 3,441,000 | 12.75% | ||
| 47 | Advisors Asset Management, Inc. | 491,590 | 5,997,000 | 22.22% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
