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HSBC HLDGS PLC
HSBC HLDGS PLC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 409 Institutional holders with a total value of $7,071,668,281.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 D. E. Shaw & Co., Inc. 5,790 294,000 0.00%
302 MURPHY CAPITAL MANAGEMENT INC 5,649 287,000 0.00%
303 HARTFORD INVESTMENT MANAGEMENT CO 5,492 279,000 0.00%
304 WATERS PARKERSON & CO., LLC 5,471 278,000 0.00%
305 Ashfield Capital Partners, LLC 5,440 277,000 0.00%
306 CIBC WORLD MARKET INC. 5,057 257,000 0.00%
307 BANCORPSOUTH INC 4,993 254,000 0.00%
308 Hollow Brook Wealth Management LLC 5,000 254,000 0.00%
309 Schonfeld Group Holdings LLC 4,900 249,000 0.00%
310 JOHNSON INVESTMENT COUNSEL INC 4,893 248,000 0.00%
311 Whitnell & Co. 4,870 248,000 0.00%
312 Daiwa Securities Group Inc. 4,778 242,000 0.00%
313 Shoker Investment Counsel, Inc. 4,668 237,000 0.00%
314 Veritable, L.P. 4,419 225,000 0.00%
315 Chevy Chase Trust Holdings, LLC 4,427 225,000 0.00%
316 Rehmann Capital Advisory Group 4,306 219,000 0.00%
317 PARK NATIONAL CORP /OH/ 4,234 215,214 0.00%
318 Dorsey & Whitney Trust CO LLC 4,247 215,000 0.00%
319 Point View Wealth Management, Inc. 4,235 215,000 0.00%
320 ABNER HERRMAN & BROCK LLC 4,137 210,000 0.00%
321 GHP Investment Advisors, Inc. 4,096 208,000 0.00%
322 PUZO MICHAEL J 4,000 203,000 0.00%
323 BRIGHTON JONES LLC 3,936 200,000 0.00%
324 Hirtle Callaghan & Co LLC 3,633 185,000 0.00%
325 AMERICAN INTERNATIONAL GROUP, INC. 3,303 167,882 0.00%
326 Smithfield Trust Co 3,207 163,000 0.00%
327 Forester Capital Management, LTD 3,180 162,000 0.00%
328 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,180 161,000 0.00%
329 Bartlett & Co. LLC 2,621 133,000 0.00%
330 Winslow, Evans & Crocker, Inc. 2,497 126,923 0.00%
331 BANK HAPOALIM BM 2,067 106,000 0.00%
332 CKW FINANCIAL GROUP 2,036 104,000 0.00%
333 Jasper Ridge Partners, L.P. 10,247 103,000 0.00%
334 Evercore Wealth Management, LLC 2,021 102,000 0.00%
335 FineMark National Bank & Trust 2,011 102,000 0.00%
336 M&T BANK CORP 1,983 100,000 0.00%
337 LS Investment Advisors, LLC 1,909 97,000 0.00%
338 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,852 94,000 0.00%
339 SUMMIT SECURITIES GROUP LLC 1,800 91,000 0.00%
340 SHAPIRO ROBERT N 1,764 89,000 0.00%
341 People's United Financial, Inc. 1,757 89,000 0.00%
342 Veritas Investment Management (UK) Ltd 1,754 89,000 0.00%
343 Tradewinds Capital Management, LLC 1,739 88,000 0.00%
344 Ledyard National Bank 1,699 86,000 0.00%
345 WASHINGTON TRUST BANK 1,623 82,000 0.00%
346 MUNDER CAPITAL MANAGEMENT 1,452 74,000 0.00%
347 HABERER REGISTERED INVESTMENT ADVISOR INC 1,210 62,000 0.00% SH
348 PRIVATE TRUST CO NA 1,174 60,000 0.00%
349 MSI Financial Services Inc 1,066 54,000 0.00%
350 Kistler-Tiffany Companies, LLC 1,033 53,000 0.00%
Page 7 of 9

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.