| # | % | |||||
|---|---|---|---|---|---|---|
| 401 | Regal Investment Advisors LLC | 42 | 2,000 | 0.00% | ||
| 402 | SIGNATUREFD, LLC | 31 | 2,000 | 0.00% | ||
| 403 | COLONY GROUP LLC | 10 | 1,000 | 0.00% | ||
| 404 | Kavar Capital Partners, LLC | 37 | 1,000 | 0.00% | ||
| 405 | Gemmer Asset Management LLC | 11 | 1,000 | 0.00% | ||
| 406 | Archford Capital Strategies, LLC | 9 | 457 | 0.00% | ||
| 407 | GROUP ONE TRADING LLC | 1 | 0 | 0.00% | ||
| 408 | Capital Advisors, Ltd. LLC | 2 | 0 | 0.00% | ||
| 409 | Gary Goldberg Planning Services Inc | 4 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.