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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 92 Institutional holders with a total value of $738,940,580.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Texas Yale Capital Corp. 18,240 532,000 0.07%
52 M&T BANK CORP 17,807 519,000 0.07%
53 MassMutual Private Wealth & Trust, FSB 13,976 407,540 0.06%
54 Cetera Advisors LLC 13,172 386,000 0.05%
55 PNC FINANCIAL SERVICES GROUP, INC. 12,763 372,000 0.05%
56 Polaris Wealth Advisory Group, LLC 12,483 364,000 0.05%
57 EP Wealth Advisors, LLC 12,125 354,000 0.05%
58 Garde Capital, Inc. 11,326 330,000 0.04%
59 PINNACLE ASSOCIATES LTD 10,805 315,000 0.04%
60 Virtu KCG Holdings LLC 10,099 294,000 0.04%
61 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,337 242,000 0.03%
62 Covenant Multifamily Offices, LLC 8,000 233,000 0.03%
63 Cypress Capital Group 7,366 215,000 0.03%
64 J.P. Morgan Private Wealth Advisors LLC 7,324 214,000 0.03%
65 HighTower Advisors, LLC 7,278 212,000 0.03%
66 ASPIRIANT, LLC 7,059 206,000 0.03%
67 Livingston Group Asset Management CO (operating as Southport Capital Management) 6,995 204,000 0.03%
68 Oakworth Capital, Inc. 6,565 190,000 0.03%
69 Klingman & Associates, LLC 6,210 181,000 0.02%
70 ADVISOR GROUP, INC. 5,530 160,000 0.02%
71 Argentus Capital Management, LLC 5,047 147,000 0.02%
72 PROFICIO CAPITAL PARTNERS LLC 5,000 147,000 0.02%
73 IFP ADVISORS, INC 3,971 116,000 0.02%
74 CAPTRUST FINANCIAL ADVISORS 3,144 92,000 0.01%
75 JPMORGAN CHASE & CO 1,909 56,000 0.01%
76 Orion Porfolio Solutions, LLC 1,727 50,000 0.01%
77 Advisors Preferred, LLC 1,538 45,000 0.01%
78 US BANCORP \DE\ 1,422 41,000 0.01%
79 CITIGROUP INC 1,300 38,000 0.01%
80 GENEOS WEALTH MANAGEMENT INC. 965 28,000 0.00%
81 VALLEY NATIONAL ADVISERS INC 877 26,000 0.00%
82 FIFTH THIRD BANCORP 543 16,000 0.00%
83 Winslow, Evans & Crocker, Inc. 344 10,032 0.00%
84 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 310 9,000 0.00%
85 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 232 7,000 0.00%
86 NEWFOUND RESEARCH LLC 123 4,000 0.00%
87 BRONFMAN E.L. ROTHSCHILD, L.P. 83 2,000 0.00%
88 WFG Advisors, LP 54 2,000 0.00%
89 Transamerica Financial Advisors, LLC 1 1,000 0.00%
90 WOLVERINE TRADING LP /BD 1 29 0.00%
91 Parallax Volatility Advisers, L.P. 1 0 0.00%
92 Carroll Financial Associates, Inc. 25 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.