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INDEXIQ ETF TR
INDEXIQ ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 95 Institutional holders with a total value of $787,739,992.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 25 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Transamerica Financial Advisors, LLC 1 1,000 0.00%
4 Winslow, Evans & Crocker, Inc. 44 1,290 0.00%
5 WFG Advisors, LP 54 2,000 0.00%
6 BRONFMAN E.L. ROTHSCHILD, L.P. 83 2,000 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 76 2,000 0.00%
8 NEWFOUND RESEARCH LLC 123 4,000 0.00%
9 ASSET DEDICATION, LLC 215 6,000 0.00%
10 HUNTINGTON NATIONAL BANK 230 7,000 0.00% PRN
11 GENEOS WEALTH MANAGEMENT INC. 302 8,000 0.00%
12 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 310 9,000 0.00%
13 Patten Group, Inc. 500 14,475 0.00%
14 IndexIQ Advisors LLC 546 16,000 0.00%
15 FIFTH THIRD BANCORP 543 16,000 0.00%
16 VALLEY NATIONAL ADVISERS INC 808 24,000 0.00%
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,235 36,000 0.00%
18 CITIGROUP INC 1,300 38,000 0.00%
19 US BANCORP \DE\ 1,422 42,000 0.01%
20 Orion Porfolio Solutions, LLC 2,026 59,000 0.01%
21 Cable Hill Partners, LLC 2,270 66,000 0.01%
22 Creative Planning 3,000 88,000 0.01%
23 CAPTRUST FINANCIAL ADVISORS 3,144 92,000 0.01%
24 RPG FAMILY WEALTH ADVISORY, LLC 3,211 94,082 0.01%
25 IFP ADVISORS, INC 4,018 118,000 0.01%
26 Live Your Vision, LLC 4,051 119,000 0.02%
27 PROFICIO CAPITAL PARTNERS LLC 5,000 146,000 0.02%
28 Klingman & Associates, LLC 5,340 156,000 0.02%
29 Oakworth Capital, Inc. 5,596 164,000 0.02%
30 ADVISOR GROUP, INC. 6,939 203,000 0.03%
31 Sigma Planning Corp 7,031 206,000 0.03%
32 J.P. Morgan Private Wealth Advisors LLC 7,144 209,000 0.03%
33 PNC FINANCIAL SERVICES GROUP, INC. 7,382 216,000 0.03%
34 Cypress Capital Group 7,366 216,000 0.03%
35 Betterment LLC 7,505 220,000 0.03%
36 PINNACLE ASSOCIATES LTD 9,180 269,000 0.03%
37 HighTower Advisors, LLC 9,812 285,000 0.04%
38 Cetera Advisors LLC 11,023 325,000 0.04%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,656 371,000 0.05%
40 Virtu KCG Holdings LLC 13,404 393,000 0.05%
41 STIFEL FINANCIAL CORP 14,654 430,000 0.05%
42 Argentus Capital Management, LLC 15,789 463,000 0.06%
43 Texas Yale Capital Corp. 18,240 534,000 0.07%
44 COBIZ WEALTH, LLC 18,295 536,000 0.07%
45 M&T BANK CORP 18,754 549,000 0.07%
46 JANE STREET GROUP, LLC 20,363 597,000 0.08%
47 FIDUCIARY TRUST CO 24,482 717,000 0.09%
48 ASPIRIANT, LLC 27,847 816,000 0.10%
49 MSI Financial Services Inc 34,927 1,023,000 0.13%
50 SNOWDEN CAPITAL ADVISORS LLC 35,058 1,027,199 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.