| 1 |
Karpus Management, Inc. |
2,643,427 |
33,836,000 |
30.58% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,021,755 |
13,078,000 |
11.82% |
|
|
| 3 |
MACKAY SHIELDS LLC |
618,596 |
7,918,000 |
7.16% |
|
|
| 4 |
NEW VERNON INVESTMENT MANAGEMENT LLC |
504,000 |
6,451,000 |
5.83% |
|
|
| 5 |
MORGAN STANLEY |
466,640 |
5,973,000 |
5.40% |
|
|
| 6 |
BANK OF AMERICA CORP /DE/ |
432,054 |
5,530,000 |
5.00% |
|
|
| 7 |
GUGGENHEIM CAPITAL LLC |
377,868 |
4,837,000 |
4.37% |
|
|
| 8 |
Advisors Asset Management, Inc. |
364,086 |
4,660,000 |
4.21% |
|
|
| 9 |
BB&T SECURITIES, LLC |
25,900 |
3,315,000 |
3.00% |
|
|
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
198,721 |
2,544,000 |
2.30% |
|
|
| 11 |
Global Endowment Management, LP |
160,870 |
2,059,000 |
1.86% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
130,524 |
1,671,000 |
1.51% |
|
|
| 13 |
PNC FINANCIAL SERVICES GROUP, INC. |
122,998 |
1,574,000 |
1.42% |
|
|
| 14 |
JFS WEALTH ADVISORS, LLC |
122,162 |
1,564,000 |
1.41% |
|
|
| 15 |
UBS Group AG |
115,944 |
1,484,000 |
1.34% |
|
|
| 16 |
Liberty Street Advisors, Inc. |
92,218 |
1,180,000 |
1.07% |
|
|
| 17 |
Tradewinds Capital Management, LLC |
81,987 |
1,049,000 |
0.95% |
|
|
| 18 |
AQR ARBITRAGE LLC |
78,464 |
1,004,000 |
0.91% |
|
|
| 19 |
SIT INVESTMENT ASSOCIATES INC |
78,294 |
1,002,000 |
0.91% |
|
|
| 20 |
LPL Financial LLC |
72,669 |
932,000 |
0.84% |
|
|
| 21 |
VAN ECK ASSOCIATES CORP |
72,123 |
923,000 |
0.83% |
|
|
| 22 |
DOLIVER ADVISORS, LP |
59,725 |
764,000 |
0.69% |
|
|
| 23 |
FIRST TRUST ADVISORS LP |
57,189 |
732,000 |
0.66% |
|
|
| 24 |
IFC Holdings Incorporated/FL |
50,921 |
650,000 |
0.59% |
|
|
| 25 |
TAM Capital Management Inc. |
47,081 |
603,000 |
0.54% |
|
|
| 26 |
RAYMOND JAMES & ASSOCIATES |
42,760 |
547,000 |
0.49% |
|
|
| 27 |
ROYAL BANK OF CANADA |
37,618 |
482,000 |
0.44% |
|
|
| 28 |
Segment Wealth Management, LLC |
37,000 |
474,000 |
0.43% |
|
|
| 29 |
West Family Investments, Inc. |
26,900 |
344,000 |
0.31% |
|
|
| 30 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
26,036 |
333,000 |
0.30% |
|
|
| 31 |
Capital Investment Advisors, LLC |
34,520 |
322,000 |
0.29% |
|
|
| 32 |
Cambridge Investment Research Advisors, Inc. |
19,657 |
252,000 |
0.23% |
|
|
| 33 |
Commonwealth Equity Services, Inc |
19,526 |
250,000 |
0.23% |
|
|
| 34 |
KEYBANK NATIONAL ASSOCIATION/OH |
19,272 |
247,000 |
0.22% |
|
|
| 35 |
OPPENHEIMER & CO INC |
18,454 |
236,000 |
0.21% |
|
|
| 36 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
16,323 |
209,000 |
0.19% |
|
|
| 37 |
HighTower Advisors, LLC |
15,754 |
201,000 |
0.18% |
|
|
| 38 |
US BANCORP \DE\ |
15,244 |
196,000 |
0.18% |
|
|
| 39 |
DEUTSCHE BANK AG\ |
14,750 |
188,000 |
0.17% |
|
|
| 40 |
Essex Financial Services, Inc. |
14,300 |
183,000 |
0.17% |
|
|
| 41 |
Private Advisor Group, LLC |
13,675 |
175,000 |
0.16% |
|
|
| 42 |
WOLVERINE ASSET MANAGEMENT LLC |
11,086 |
141,000 |
0.13% |
|
|
| 43 |
Penbrook Management LLC |
10,000 |
128,000 |
0.12% |
|
|
| 44 |
Highlander Capital Management, LLC |
6,392 |
82,000 |
0.07% |
|
|
| 45 |
FIFTH THIRD BANCORP |
5,134 |
66,000 |
0.06% |
|
|
| 46 |
Riggs Asset Managment Co. Inc. |
4,480 |
57,000 |
0.05% |
|
|
| 47 |
Bartlett & Co. LLC |
4,191 |
54,000 |
0.05% |
|
|
| 48 |
OPTIMUM INVESTMENT ADVISORS |
2,400 |
31,000 |
0.03% |
|
|
| 49 |
NEXT Financial Group, Inc |
2,465 |
31,000 |
0.03% |
|
|
| 50 |
Creative Planning |
1,895 |
24,000 |
0.02% |
|
|
