| 1 |
Karpus Management, Inc. |
3,157,185 |
38,770,000 |
33.00% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,021,755 |
12,547,000 |
10.68% |
|
|
| 3 |
MACKAY SHIELDS LLC |
618,596 |
7,596,000 |
6.47% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
531,546 |
6,527,000 |
5.56% |
|
|
| 5 |
NEW VERNON INVESTMENT MANAGEMENT LLC |
504,000 |
6,189,000 |
5.27% |
|
|
| 6 |
MORGAN STANLEY |
450,973 |
5,537,000 |
4.71% |
|
|
| 7 |
Advisors Asset Management, Inc. |
435,653 |
5,350,000 |
4.55% |
|
|
| 8 |
Samson Capital Advisors LLC |
337,353 |
4,143,000 |
3.53% |
|
|
| 9 |
SIT INVESTMENT ASSOCIATES INC |
256,469 |
3,149,000 |
2.68% |
|
|
| 10 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
251,397 |
3,087,000 |
2.63% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
233,208 |
2,863,000 |
2.44% |
|
|
| 12 |
Liberty Street Advisors, Inc. |
168,594 |
2,070,000 |
1.76% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
152,468 |
1,872,000 |
1.59% |
|
|
| 14 |
UBS Group AG |
137,426 |
1,688,000 |
1.44% |
|
|
| 15 |
JFS WEALTH ADVISORS, LLC |
130,839 |
1,607,000 |
1.37% |
|
|
| 16 |
PNC FINANCIAL SERVICES GROUP, INC. |
104,502 |
1,282,000 |
1.09% |
|
|
| 17 |
Tradewinds Capital Management, LLC |
104,088 |
1,278,000 |
1.09% |
|
|
| 18 |
VAN ECK ASSOCIATES CORP |
87,239 |
1,071,000 |
0.91% |
|
|
| 19 |
LPL Financial LLC |
63,526 |
781,000 |
0.66% |
|
|
| 20 |
FIRST TRUST ADVISORS LP |
56,270 |
691,000 |
0.59% |
|
|
| 21 |
AQR ARBITRAGE LLC |
55,675 |
684,000 |
0.58% |
|
|
| 22 |
IFC Holdings Incorporated/FL |
53,796 |
655,000 |
0.56% |
|
|
| 23 |
NEWGATE CAPITAL MANAGEMENT LLC |
50,640 |
618,000 |
0.53% |
|
|
| 24 |
Global Endowment Management, LP |
43,470 |
534,000 |
0.45% |
|
|
| 25 |
RAYMOND JAMES & ASSOCIATES |
42,364 |
520,000 |
0.44% |
|
|
| 26 |
Segment Wealth Management, LLC |
37,000 |
454,000 |
0.39% |
|
|
| 27 |
ROYAL BANK OF CANADA |
31,262 |
384,000 |
0.33% |
|
|
| 28 |
Raymond James Financial Services Advisors, Inc. |
30,513 |
375,000 |
0.32% |
|
|
| 29 |
Capital Investment Advisors, LLC |
30,097 |
370,000 |
0.31% |
|
|
| 30 |
HighTower Advisors, LLC |
29,954 |
367,000 |
0.31% |
|
|
| 31 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
28,825 |
354,000 |
0.30% |
|
|
| 32 |
Laurion Capital Management LP |
28,480 |
350,000 |
0.30% |
|
|
| 33 |
Allen Investment Management, LLC |
27,385 |
336,000 |
0.29% |
|
|
| 34 |
West Family Investments, Inc. |
26,900 |
330,000 |
0.28% |
|
|
| 35 |
Cambridge Investment Research Advisors, Inc. |
26,387 |
324,000 |
0.28% |
|
|
| 36 |
OPPENHEIMER & CO INC |
24,754 |
304,000 |
0.26% |
|
|
| 37 |
BB&T SECURITIES, LLC |
21,700 |
266,000 |
0.23% |
|
|
| 38 |
Commonwealth Equity Services, Inc |
21,062 |
259,000 |
0.22% |
|
|
| 39 |
US BANCORP \DE\ |
15,244 |
187,000 |
0.16% |
|
|
| 40 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
15,183 |
186,000 |
0.16% |
|
|
| 41 |
DEUTSCHE BANK AG\ |
14,750 |
181,000 |
0.15% |
|
|
| 42 |
KEYBANK NATIONAL ASSOCIATION/OH |
13,278 |
163,000 |
0.14% |
|
|
| 43 |
Essex Financial Services, Inc. |
12,600 |
155,000 |
0.13% |
|
|
| 44 |
INVESTMENT CENTERS OF AMERICA INC |
11,321 |
139,000 |
0.12% |
|
|
| 45 |
Private Advisor Group, LLC |
11,035 |
136,000 |
0.12% |
|
|
| 46 |
VSR Financial Services, Inc. |
10,350 |
127,000 |
0.11% |
|
|
| 47 |
Penbrook Management LLC |
10,000 |
123,000 |
0.10% |
|
|
| 48 |
WOLVERINE ASSET MANAGEMENT LLC |
8,633 |
106,000 |
0.09% |
|
|
| 49 |
Highlander Capital Management, LLC |
6,392 |
78,000 |
0.07% |
|
|
| 50 |
Regal Investment Advisors LLC |
6,223 |
76,000 |
0.06% |
|
|
