| 1 |
Karpus Management, Inc. |
2,823,652 |
33,940,000 |
30.98% |
|
|
| 2 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
1,021,755 |
12,281,000 |
11.21% |
|
|
| 3 |
MACKAY SHIELDS LLC |
618,596 |
7,436,000 |
6.79% |
|
|
| 4 |
GUGGENHEIM CAPITAL LLC |
509,950 |
6,129,000 |
5.59% |
|
|
| 5 |
NEW VERNON INVESTMENT MANAGEMENT LLC |
504,000 |
6,058,000 |
5.53% |
|
|
| 6 |
MORGAN STANLEY |
499,880 |
6,009,000 |
5.48% |
|
|
| 7 |
Advisors Asset Management, Inc. |
405,132 |
4,870,000 |
4.45% |
|
|
| 8 |
BANK OF AMERICA CORP /DE/ |
382,269 |
4,595,000 |
4.19% |
|
|
| 9 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
234,861 |
2,823,000 |
2.58% |
|
|
| 10 |
SIT INVESTMENT ASSOCIATES INC |
211,731 |
2,545,000 |
2.32% |
|
|
| 11 |
Global Endowment Management, LP |
160,870 |
1,934,000 |
1.77% |
|
|
| 12 |
Liberty Street Advisors, Inc. |
147,636 |
1,775,000 |
1.62% |
|
|
| 13 |
UBS Group AG |
147,239 |
1,770,000 |
1.62% |
|
|
| 14 |
JFS WEALTH ADVISORS, LLC |
127,997 |
1,539,000 |
1.40% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
121,724 |
1,463,000 |
1.34% |
|
|
| 16 |
PNC FINANCIAL SERVICES GROUP, INC. |
118,398 |
1,424,000 |
1.30% |
|
|
| 17 |
Tradewinds Capital Management, LLC |
89,237 |
1,073,000 |
0.98% |
|
|
| 18 |
VAN ECK ASSOCIATES CORP |
81,387 |
978,000 |
0.89% |
|
|
| 19 |
LPL Financial LLC |
73,794 |
883,000 |
0.81% |
|
|
| 20 |
AQR ARBITRAGE LLC |
65,412 |
786,000 |
0.72% |
|
|
| 21 |
FIRST TRUST ADVISORS LP |
56,720 |
682,000 |
0.62% |
|
|
| 22 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
56,036 |
674,000 |
0.62% |
|
|
| 23 |
IFC Holdings Incorporated/FL |
51,946 |
624,000 |
0.57% |
|
|
| 24 |
NEWGATE CAPITAL MANAGEMENT LLC |
51,535 |
616,000 |
0.56% |
|
|
| 25 |
RAYMOND JAMES & ASSOCIATES |
42,894 |
516,000 |
0.47% |
|
|
| 26 |
Virtu KCG Holdings LLC |
39,404 |
474,000 |
0.43% |
|
|
| 27 |
Segment Wealth Management, LLC |
37,000 |
445,000 |
0.41% |
|
|
| 28 |
WOLVERINE ASSET MANAGEMENT LLC |
34,781 |
418,000 |
0.38% |
|
|
| 29 |
ROYAL BANK OF CANADA |
31,316 |
376,000 |
0.34% |
|
|
| 30 |
HighTower Advisors, LLC |
30,438 |
366,000 |
0.33% |
|
|
| 31 |
Allen Investment Management, LLC |
27,385 |
329,000 |
0.30% |
|
|
| 32 |
Capital Investment Advisors, LLC |
27,169 |
327,000 |
0.30% |
|
|
| 33 |
West Family Investments, Inc. |
26,900 |
323,000 |
0.29% |
|
|
| 34 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
26,280 |
316,000 |
0.29% |
|
|
| 35 |
OPPENHEIMER & CO INC |
25,754 |
309,000 |
0.28% |
|
|
| 36 |
Raymond James Financial Services Advisors, Inc. |
24,040 |
289,000 |
0.26% |
|
|
| 37 |
BB&T SECURITIES, LLC |
21,700 |
260,000 |
0.24% |
|
|
| 38 |
Commonwealth Equity Services, Inc |
20,345 |
245,000 |
0.22% |
|
|
| 39 |
Cambridge Investment Research Advisors, Inc. |
19,657 |
236,000 |
0.22% |
|
|
| 40 |
US BANCORP \DE\ |
17,307 |
208,000 |
0.19% |
|
|
| 41 |
DEUTSCHE BANK AG\ |
14,750 |
177,000 |
0.16% |
|
|
| 42 |
Essex Financial Services, Inc. |
14,300 |
172,000 |
0.16% |
|
|
| 43 |
DOLIVER ADVISORS, LP |
11,966 |
144,000 |
0.13% |
|
|
| 44 |
KEYBANK NATIONAL ASSOCIATION/OH |
11,009 |
132,000 |
0.12% |
|
|
| 45 |
VSR Financial Services, Inc. |
10,350 |
124,000 |
0.11% |
|
|
| 46 |
Penbrook Management LLC |
10,000 |
120,000 |
0.11% |
|
|
| 47 |
Highlander Capital Management, LLC |
6,392 |
77,000 |
0.07% |
|
|
| 48 |
FIFTH THIRD BANCORP |
5,134 |
62,000 |
0.06% |
|
|
| 49 |
Riggs Asset Managment Co. Inc. |
4,480 |
54,000 |
0.05% |
|
|
| 50 |
Bartlett & Co. LLC |
2,642 |
32,000 |
0.03% |
|
|
