Dark
Light
System
Security
PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 17 Institutional holders with a total value of $11,144,916.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Timber Hill LLC 36,125 3,462,000 31.06%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 34,953 3,350,000 30.06%
3 UBS AG 13,963 1,338,000 12.01%
4 LPL Financial LLC 6,988 670,000 6.01%
5 FINANCIAL COUNSELORS INC 5,630 540,000 4.85%
6 MORGAN STANLEY 5,089 487,000 4.37%
7 Commonwealth Equity Services, Inc 4,310 413,000 3.71%
8 NATIONAL PLANNING CORP 2,135 206,000 1.85%
9 INVESTMENT CENTERS OF AMERICA INC 2,284 202,000 1.81%
10 ROYAL BANK OF CANADA 2,032 195,000 1.75%
11 Compagnie Lombard Odier SCmA 1,950 187,000 1.68%
12 AMERICAN INTERNATIONAL GROUP, INC. 500 47,916 0.43%
13 Pinnacle Summer Investments, Inc. 395 38,000 0.34%
14 D.A. DAVIDSON & CO. 86 8,000 0.07%
15 HABERER REGISTERED INVESTMENT ADVISOR INC 10 1,000 0.01% SH
16 ENVESTNET ASSET MANAGEMENT INC 1 0 0.00%
17 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.