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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 19 Institutional holders with a total value of $16,707,922.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 105,301 10,303,000 61.67%
2 LPL Financial LLC 21,680 2,098,000 12.56%
3 UBS AG 11,469 1,122,000 6.72%
4 ROYAL BANK OF CANADA 6,225 609,000 3.64%
5 MORGAN STANLEY 6,038 591,000 3.54%
6 JANE STREET GROUP, LLC 4,623 452,000 2.71%
7 FINANCIAL COUNSELORS INC 4,000 391,000 2.34%
8 Commonwealth Equity Services, Inc 3,138 307,000 1.84%
9 Virtu KCG Holdings LLC 2,300 225,000 1.35%
10 NATIONAL PLANNING CORP 2,135 207,000 1.24%
11 Compagnie Lombard Odier SCmA 1,950 191,000 1.14%
12 Private Advisor Group, LLC 955 93,000 0.56%
13 AMERICAN INTERNATIONAL GROUP, INC. 500 48,922 0.29%
14 Pinnacle Summer Investments, Inc. 395 39,000 0.23%
15 Tower Research Capital LLC (TRC) 117 11,000 0.07%
16 NEXT Financial Group, Inc 100 10,000 0.06%
17 D.A. DAVIDSON & CO. 86 8,000 0.05%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 25 2,000 0.01%
19 WELLS FARGO & COMPANY/MN 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.