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PIMCO ETF TR
PIMCO ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 18 Institutional holders with a total value of $13,390,601.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,077 4,105,000 30.66%
2 Timber Hill LLC 33,951 3,393,000 25.34%
3 LPL Financial LLC 20,878 2,087,000 15.59%
4 UBS AG 13,632 1,362,000 10.17%
5 FINANCIAL COUNSELORS INC 5,630 563,000 4.20%
6 MORGAN STANLEY 5,204 520,000 3.88%
7 Commonwealth Equity Services, Inc 4,360 436,000 3.26%
8 NATIONAL PLANNING CORP 2,135 213,000 1.59%
9 ROYAL BANK OF CANADA 2,037 204,000 1.52%
10 Compagnie Lombard Odier SCmA 1,950 195,000 1.46%
11 B. Riley Wealth Advisors, Inc. 1,147 114,631 0.86%
12 PITTENGER & ANDERSON INC 1,000 100,000 0.75%
13 AMERICAN INTERNATIONAL GROUP, INC. 500 49,970 0.37%
14 Pinnacle Summer Investments, Inc. 395 39,000 0.29%
15 D.A. DAVIDSON & CO. 86 8,000 0.06%
16 HABERER REGISTERED INVESTMENT ADVISOR INC 10 1,000 0.01% SH
17 ENVESTNET ASSET MANAGEMENT INC 0 0 0.00%
18 WELLS FARGO & COMPANY/MN 0 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.