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KANSAS CITY SOUTHERN
KANSAS CITY SOUTHERN. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 563 Institutional holders with a total value of $8,141,342,793.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GUGGENHEIM CAPITAL LLC 354,109 30,045,000 0.37%
52 OAKMONT Corp 353,363 29,983,000 0.37%
53 SUSQUEHANNA INTERNATIONAL GROUP, LLP 353,200 29,969,000 0.37% Call
54 Onex Canada Asset Management Inc. 345,315 29,300,000 0.36%
55 PGGM Investments 340,831 28,920,000 0.36%
56 LORD, ABBETT & CO. LLC 322,526 27,366,000 0.34%
57 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 315,497 26,770,000 0.33%
58 Sumitomo Mitsui Trust Group, Inc. 300,106 25,464,000 0.31%
59 Swiss National Bank 299,051 25,374,000 0.31%
60 Bartlett & Co. LLC 296,682 25,173,000 0.31%
61 Invesco Ltd. 285,365 24,215,000 0.30%
62 KLINGENSTEIN FIELDS & CO LP 282,438 23,965,000 0.29%
63 PARAMETRIC PORTFOLIO ASSOCIATES LLC 277,621 23,556,000 0.29%
64 NEW YORK STATE COMMON RETIREMENT FUND 276,700 23,478,000 0.29%
65 DekaBank Deutsche Girozentrale 270,152 22,835,000 0.28%
66 GILDER GAGNON HOWE & CO LLC 254,092 21,560,000 0.26%
67 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 252,087 21,388,000 0.26%
68 Korea Investment CORP 239,827 20,349,000 0.25%
69 LOS ANGELES CAPITAL MANAGEMENT LLC 232,567 19,733,000 0.24%
70 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 230,594 19,566,000 0.24%
71 UBS Group AG 224,798 19,074,000 0.23%
72 FIRST TRUST ADVISORS LP 224,685 19,065,000 0.23%
73 BlackRock Finance, Inc. 224,190 19,022,000 0.23%
74 RAYMOND JAMES & ASSOCIATES 223,761 18,987,000 0.23%
75 CULLEN/FROST BANKERS, INC. 223,741 18,985,000 0.23%
76 MANNING & NAPIER ADVISORS LLC 221,528 18,795,000 0.23%
77 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 221,400 18,786,000 0.23%
78 TWO SIGMA INVESTMENTS, LP 215,873 18,317,000 0.22%
79 Mitsubishi UFJ Trust & Banking Corp 214,149 18,171,000 0.22%
80 HONEYWELL INTERNATIONAL INC 209,600 17,785,000 0.22%
81 Interval Partners, LP 207,670 17,621,000 0.22%
82 UNITED SERVICES AUTOMOBILE ASSOCIATION 205,734 17,457,000 0.21%
83 ALLIANCEBERNSTEIN L.P. 205,224 17,413,000 0.21%
84 BANK OF AMERICA CORP /DE/ 204,695 17,367,000 0.21%
85 KING LUTHER CAPITAL MANAGEMENT CORP 203,085 17,232,000 0.21%
86 HIGHBRIDGE CAPITAL MANAGEMENT LLC 202,265 17,162,000 0.21%
87 TOCQUEVILLE ASSET MANAGEMENT L.P. 191,121 16,217,000 0.20%
88 CYPRESS FUNDS LLC 190,000 16,122,000 0.20%
89 RHUMBLINE ADVISERS 188,414 15,987,000 0.20%
90 Asset Management One Co., Ltd. 184,248 15,628,000 0.19%
91 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 183,370 15,559,000 0.19%
92 Neuberger Berman Group LLC 179,290 15,213,000 0.19%
93 STATE OF WISCONSIN INVESTMENT BOARD 178,606 15,155,000 0.19%
94 KORNITZER CAPITAL MANAGEMENT INC /KS 175,645 14,903,000 0.18%
95 APG Asset Management N.V. 181,413 14,594,000 0.18%
96 VALTURA CAPITAL PARTNERS LLC 168,000 14,255,000 0.18% Put
97 SUSQUEHANNA INTERNATIONAL GROUP, LLP 166,652 14,140,000 0.17%
98 CIBC Private Wealth Group LLC 165,006 14,002,000 0.17%
99 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 162,270 13,769,000 0.17%
100 PRINCIPAL FINANCIAL GROUP INC 160,571 13,624,000 0.17%
Page 2 of 12

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.