| 1 |
DEUTSCHE BANK AG\ |
1,020,122 |
1,071,000 |
72.28% |
|
|
| 2 |
First Eagle Investment Management, LLC |
180,899 |
190,000 |
12.82% |
|
|
| 3 |
FMR LLC |
128,176 |
135,000 |
9.11% |
|
|
| 4 |
BAKER BROS. ADVISORS LP |
20,525 |
22,000 |
1.48% |
|
|
| 5 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
16,348 |
18,000 |
1.21% |
|
|
| 6 |
State of New Jersey Common Pension Fund D |
11,216 |
12,000 |
0.81% |
|
|
| 7 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
7,636 |
8,000 |
0.54% |
|
|
| 8 |
UBS Group AG |
4,098 |
5,000 |
0.34% |
|
|
| 9 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,603 |
2,734 |
0.18% |
|
|
| 10 |
ASSETMARK, INC |
2,050 |
2,000 |
0.13% |
|
|
| 11 |
JW Asset Management, LLC |
1,529 |
2,000 |
0.13% |
|
|
| 12 |
BARCLAYS PLC |
2,425 |
2,000 |
0.13% |
|
|
| 13 |
BARCLAYS PLC |
1,736 |
2,000 |
0.13% |
Call |
|
| 14 |
Adamant Biomedical Investments AG |
2,294 |
2,000 |
0.13% |
|
|
| 15 |
BANK OF AMERICA CORP /DE/ |
2,388 |
2,000 |
0.13% |
|
|
| 16 |
BRAVE ASSET MANAGEMENT INC |
578 |
1,000 |
0.07% |
|
|
| 17 |
FIFTH THIRD BANCORP |
1,014 |
1,000 |
0.07% |
|
|
| 18 |
US BANCORP \DE\ |
839 |
1,000 |
0.07% |
|
|
| 19 |
CITIGROUP INC |
907 |
1,000 |
0.07% |
Call |
|
| 20 |
MORGAN STANLEY |
1,216 |
1,000 |
0.07% |
|
|
| 21 |
ROYAL BANK OF CANADA |
864 |
1,000 |
0.07% |
|
|
| 22 |
CT Financial Advisors LLC |
40 |
42 |
0.00% |
|
|
| 23 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
1 |
0 |
0.00% |
|
|
| 24 |
D.A. DAVIDSON & CO. |
305 |
0 |
0.00% |
|
|
| 25 |
WHITTIER TRUST CO OF NEVADA INC |
9 |
0 |
0.00% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
757 |
0 |
0.00% |
|
|
| 27 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
221 |
0 |
0.00% |
|
|
| 28 |
Stanford Investment Group, Inc. |
24 |
0 |
0.00% |
|
|
| 29 |
CITADEL ADVISORS LLC |
164 |
0 |
0.00% |
|
|
| 30 |
Apriem Advisors |
14 |
0 |
0.00% |
|
|
| 31 |
TRUST DEPARTMENT MB FINANCIAL BANK N A |
253 |
0 |
0.00% |
|
|
| 32 |
FIRST MANHATTAN CO. LLC. |
171 |
0 |
0.00% |
|
|
| 33 |
WFG Advisors, LP |
60 |
0 |
0.00% |
|
|
| 34 |
Creative Planning |
307 |
0 |
0.00% |
|
|
| 35 |
Kistler-Tiffany Companies, LLC |
254 |
0 |
0.00% |
|
|
| 36 |
PNC FINANCIAL SERVICES GROUP, INC. |
50 |
0 |
0.00% |
|
|
| 37 |
BARCLAYS PLC |
220 |
0 |
0.00% |
Put |
|
| 38 |
WELLS FARGO & COMPANY/MN |
247 |
0 |
0.00% |
|
|
| 39 |
Tradewinds Capital Management, LLC |
2 |
0 |
0.00% |
|
PRN |
| 40 |
B. Riley Wealth Advisors, Inc. |
24 |
0 |
0.00% |
|
|
