| 1 |
Ionic Capital Management LLC |
1,373,978 |
1,648,000 |
59.99% |
|
|
| 2 |
DEUTSCHE BANK AG\ |
669,938 |
803,000 |
29.23% |
Call |
|
| 3 |
FMR LLC |
128,178 |
136,000 |
4.95% |
|
|
| 4 |
BLACKROCK ADVISORS LLC |
53,057 |
64,000 |
2.33% |
|
|
| 5 |
BAKER BROS. ADVISORS LP |
20,084 |
24,000 |
0.87% |
|
|
| 6 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
16,348 |
23,000 |
0.84% |
|
|
| 7 |
State of New Jersey Common Pension Fund D |
11,216 |
12,000 |
0.44% |
|
|
| 8 |
GROUP ONE TRADING LLC |
7,297 |
9,000 |
0.33% |
|
|
| 9 |
JPMORGAN CHASE & CO |
3,135 |
4,000 |
0.15% |
|
PRN |
| 10 |
BELLEVUE ASSET MANAGEMENT AG |
2,294 |
3,000 |
0.11% |
|
|
| 11 |
BANK OF AMERICA CORP /DE/ |
1,367 |
2,000 |
0.07% |
|
|
| 12 |
BARCLAYS PLC |
2,093 |
2,000 |
0.07% |
|
|
| 13 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
2,121 |
2,000 |
0.07% |
|
|
| 14 |
BANK OF MONTREAL /CAN/ |
2,088 |
2,000 |
0.07% |
|
|
| 15 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,947 |
2,000 |
0.07% |
|
|
| 16 |
CUTLER GROUP LLC / CA |
2,346 |
2,000 |
0.07% |
|
|
| 17 |
IFP ADVISORS, INC |
1,686 |
2,000 |
0.07% |
|
|
| 18 |
US BANCORP \DE\ |
839 |
1,000 |
0.04% |
|
|
| 19 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,152 |
1,000 |
0.04% |
|
|
| 20 |
Creative Planning |
811 |
1,000 |
0.04% |
|
|
| 21 |
MORGAN STANLEY |
1,171 |
1,000 |
0.04% |
|
|
| 22 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
764 |
1,000 |
0.04% |
|
|
| 23 |
FIFTH THIRD BANCORP |
1,014 |
1,000 |
0.04% |
|
|
| 24 |
CITIGROUP INC |
907 |
1,000 |
0.04% |
Call |
|
| 25 |
WEALTHPLAN PARTNERS, LLC |
105 |
42 |
0.00% |
|
|
| 26 |
CT Financial Advisors LLC |
27 |
32 |
0.00% |
|
|
| 27 |
WHITTIER TRUST CO OF NEVADA INC |
9 |
0 |
0.00% |
|
|
| 28 |
ASSETMARK, INC |
15 |
0 |
0.00% |
|
|
| 29 |
Stanford Investment Group, Inc. |
24 |
0 |
0.00% |
|
|
| 30 |
CENTRAL TRUST Co |
4 |
0 |
0.00% |
|
|
| 31 |
MSI Financial Services Inc |
40 |
0 |
0.00% |
|
|
| 32 |
Apriem Advisors |
14 |
0 |
0.00% |
|
|
| 33 |
Chicago Partners Investment Group LLC |
19 |
0 |
0.00% |
|
|
| 34 |
UBS Group AG |
571 |
0 |
0.00% |
|
|
| 35 |
FIRST MANHATTAN CO. LLC. |
171 |
0 |
0.00% |
|
|
| 36 |
VERSANT CAPITAL MANAGEMENT, INC |
63 |
0 |
0.00% |
|
|
| 37 |
D.A. DAVIDSON & CO. |
305 |
0 |
0.00% |
|
|
| 38 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
221 |
0 |
0.00% |
|
|
| 39 |
PNC FINANCIAL SERVICES GROUP, INC. |
50 |
0 |
0.00% |
|
|
| 40 |
BARCLAYS PLC |
52 |
0 |
0.00% |
Call |
|
| 41 |
ROYAL BANK OF CANADA |
262 |
0 |
0.00% |
|
|
| 42 |
TRUST DEPARTMENT MB FINANCIAL BANK N A |
253 |
0 |
0.00% |
|
|
| 43 |
BRAVE ASSET MANAGEMENT INC |
49 |
0 |
0.00% |
|
|
| 44 |
BARCLAYS PLC |
128 |
0 |
0.00% |
Put |
|
| 45 |
WELLS FARGO & COMPANY/MN |
214 |
0 |
0.00% |
|
|
