| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD | 5,436,478 | 82,200,000 | 63.35% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 1,016,676 | 15,372,000 | 11.85% | ||
| 3 | All-Stars Investment Ltd | 880,000 | 13,306,000 | 10.26% | ||
| 4 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 303,420 | 4,588,000 | 3.54% | ||
| 5 | CITIGROUP INC | 112,023 | 1,694,000 | 1.31% | ||
| 6 | Index Management Solutions, LLC | 102,875 | 1,555,000 | 1.20% | ||
| 7 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 61,500 | 1,192,000 | 0.92% | ||
| 8 | ACADIAN ASSET MANAGEMENT LLC | 71,998 | 1,089,000 | 0.84% | ||
| 9 | RENAISSANCE TECHNOLOGIES LLC | 54,200 | 820,000 | 0.63% | ||
| 10 | FIRST TRUST ADVISORS LP | 49,175 | 744,000 | 0.57% | ||
| 11 | MILLENNIUM MANAGEMENT LLC | 44,400 | 671,000 | 0.52% | ||
| 12 | MORGAN STANLEY | 43,005 | 650,000 | 0.50% | ||
| 13 | GOLDMAN SACHS GROUP INC | 40,501 | 612,000 | 0.47% | ||
| 14 | GSA CAPITAL PARTNERS LLP | 37,497 | 567,000 | 0.44% | ||
| 15 | STATE STREET CORP | 37,157 | 562,000 | 0.43% | ||
| 16 | Invesco Ltd. | 35,862 | 542,000 | 0.42% | ||
| 17 | OPPENHEIMER & CO INC | 31,307 | 473,000 | 0.36% | ||
| 18 | Connective Capital Management, LLC | 29,625 | 448,000 | 0.35% | ||
| 19 | Trexquant Investment LP | 28,700 | 433,000 | 0.33% | ||
| 20 | Meru Capital Group, LP | 27,300 | 413,000 | 0.32% | ||
| 21 | STATE OF WISCONSIN INVESTMENT BOARD | 24,572 | 372,000 | 0.29% | ||
| 22 | DEUTSCHE BANK AG\ | 23,361 | 353,000 | 0.27% | ||
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,500 | 234,000 | 0.18% | Call | |
| 24 | Virtu KCG Holdings LLC | 15,304 | 231,000 | 0.18% | ||
| 25 | MARSHALL WACE, LLP | 12,250 | 185,000 | 0.14% | ||
| 26 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 11,100 | 168,000 | 0.13% | ||
| 27 | TB Alternative Assets Ltd. | 10,000 | 151,000 | 0.12% | ||
| 28 | NORGES BANK | 3,474 | 53,000 | 0.04% | ||
| 29 | Winslow, Evans & Crocker, Inc. | 1,000 | 15,120 | 0.01% | ||
| 30 | GROUP ONE TRADING LLC | 900 | 14,000 | 0.01% | ||
| 31 | Quantbot Technologies LP | 800 | 12,000 | 0.01% | ||
| 32 | Ashmore Group plc | 733 | 11,000 | 0.01% | ||
| 33 | UBS Group AG | 429 | 6,000 | 0.00% | ||
| 34 | THOMPSON DAVIS & CO., INC. | 250 | 4,000 | 0.00% | ||
| 35 | WELLS FARGO & COMPANY/MN | 250 | 4,000 | 0.00% | ||
| 36 | BANK OF MONTREAL /CAN/ | 197 | 3,000 | 0.00% | ||
| 37 | BlackRock Group LTD | 111 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
