| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | J&P(CHINA)CAPITAL MANAGEMENT CO.,LTD | 6,063,054 | 103,618,000 | 53.24% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 970,277 | 16,582,000 | 8.52% | ||
| 3 | All-Stars Investment Ltd | 880,000 | 15,039,000 | 7.73% | ||
| 4 | GOLDMAN SACHS GROUP INC | 759,730 | 12,984,000 | 6.67% | ||
| 5 | BLOOM TREE PARTNERS, LLC | 740,000 | 12,646,000 | 6.50% | ||
| 6 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 303,420 | 5,185,000 | 2.66% | ||
| 7 | GOLDMAN SACHS GROUP INC | 252,800 | 4,320,000 | 2.22% | Put | |
| 8 | J. Goldman & Co LP | 156,500 | 2,675,000 | 1.37% | Put | |
| 9 | CITIGROUP INC | 144,919 | 2,477,000 | 1.27% | ||
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 142,600 | 2,437,000 | 1.25% | Put | |
| 11 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 116,598 | 1,993,000 | 1.02% | ||
| 12 | Point72 Asset Management, L.P. | 91,100 | 1,557,000 | 0.80% | ||
| 13 | COWEN INC. | 71,709 | 1,226,000 | 0.63% | ||
| 14 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 61,500 | 1,192,000 | 0.61% | ||
| 15 | GSA CAPITAL PARTNERS LLP | 64,712 | 1,106,000 | 0.57% | ||
| 16 | FIRST TRUST ADVISORS LP | 61,775 | 1,056,000 | 0.54% | ||
| 17 | Index Management Solutions, LLC | 59,675 | 1,020,000 | 0.52% | ||
| 18 | Invesco Ltd. | 55,737 | 953,000 | 0.49% | ||
| 19 | LPL Financial LLC | 44,057 | 769,000 | 0.40% | ||
| 20 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 38,600 | 660,000 | 0.34% | Call | |
| 21 | STATE STREET CORP | 36,419 | 622,000 | 0.32% | ||
| 22 | OPPENHEIMER & CO INC | 31,307 | 535,000 | 0.27% | ||
| 23 | Meru Capital Group, LP | 27,300 | 467,000 | 0.24% | ||
| 24 | PEAK6 Group LLC | 23,700 | 405,000 | 0.21% | Put | |
| 25 | NOMURA HOLDINGS INC | 20,774 | 354,000 | 0.18% | ||
| 26 | MORGAN STANLEY | 19,998 | 341,000 | 0.18% | ||
| 27 | Chicago Partners Investment Group LLC | 22,140 | 335,000 | 0.17% | ||
| 28 | JANE STREET GROUP, LLC | 18,179 | 311,000 | 0.16% | ||
| 29 | MILLENNIUM MANAGEMENT LLC | 16,381 | 280,000 | 0.14% | ||
| 30 | CREDIT SUISSE AG/ | 15,487 | 265,000 | 0.14% | ||
| 31 | D. E. Shaw & Co., Inc. | 14,000 | 239,000 | 0.12% | ||
| 32 | NumerixS Investment Technologies Inc | 12,500 | 214,000 | 0.11% | ||
| 33 | GROUP ONE TRADING LLC | 12,101 | 207,000 | 0.11% | ||
| 34 | Quantbot Technologies LP | 8,168 | 139,000 | 0.07% | ||
| 35 | Cubist Systematic Strategies, LLC | 7,987 | 136,000 | 0.07% | ||
| 36 | PEAK6 Group LLC | 6,700 | 115,000 | 0.06% | Call | |
| 37 | PEAK6 Group LLC | 3,980 | 68,000 | 0.03% | ||
| 38 | Walleye Trading LLC | 3,614 | 62,000 | 0.03% | ||
| 39 | Winslow, Evans & Crocker, Inc. | 1,000 | 17,090 | 0.01% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 500 | 9,000 | 0.00% | ||
| 41 | Walleye Trading LLC | 400 | 7,000 | 0.00% | Call | |
| 42 | SIMPLEX TRADING, LLC | 258 | 4,000 | 0.00% | ||
| 43 | BANK OF MONTREAL /CAN/ | 197 | 3,000 | 0.00% | ||
| 44 | UBS Group AG | 200 | 3,000 | 0.00% | Call | |
| 45 | DEUTSCHE BANK AG\ | 202 | 3,000 | 0.00% | ||
| 46 | BlackRock Group LTD | 111 | 2,000 | 0.00% | ||
| 47 | WELLS FARGO & COMPANY/MN | 50 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
