| 1 |
Bank of New York Mellon Corp |
2,883,146 |
35,030,000 |
51.44% |
|
|
| 2 |
Advisors Asset Management, Inc. |
753,168 |
9,151,000 |
13.44% |
|
|
| 3 |
KEMPER Corp |
720,349 |
8,752,000 |
12.85% |
|
|
| 4 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
189,994 |
2,308,000 |
3.39% |
|
|
| 5 |
UBS Group AG |
189,747 |
2,306,000 |
3.39% |
|
|
| 6 |
RAYMOND JAMES & ASSOCIATES |
166,760 |
2,026,000 |
2.98% |
|
|
| 7 |
Muzinich & Co., Inc. |
111,419 |
1,354,000 |
1.99% |
|
|
| 8 |
WASATCH ADVISORS LP |
105,835 |
1,286,000 |
1.89% |
|
|
| 9 |
GSA CAPITAL PARTNERS LLP |
90,870 |
1,104,000 |
1.62% |
|
|
| 10 |
ARES MANAGEMENT LLC |
78,940 |
959,000 |
1.41% |
|
|
| 11 |
BAIRD FINANCIAL GROUP, INC. |
74,461 |
905,000 |
1.33% |
|
|
| 12 |
Raymond James Financial Services Advisors, Inc. |
50,359 |
612,000 |
0.90% |
|
|
| 13 |
GUGGENHEIM CAPITAL LLC |
30,355 |
369,000 |
0.54% |
|
|
| 14 |
MOODY NATIONAL BANK TRUST DIVISION |
24,500 |
298,000 |
0.44% |
|
|
| 15 |
DIALECTIC CAPITAL MANAGEMENT, LP |
20,000 |
243,000 |
0.36% |
|
|
| 16 |
PORTLAND INVESTMENT COUNSEL INC. |
16,793 |
204,000 |
0.30% |
|
SH |
| 17 |
COLDSTREAM CAPITAL MANAGEMENT INC |
14,509 |
176,000 |
0.26% |
|
|
| 18 |
OPPENHEIMER & CO INC |
12,180 |
148,000 |
0.22% |
|
|
| 19 |
MORGAN STANLEY |
11,283 |
137,000 |
0.20% |
|
|
| 20 |
Radcliffe Capital Management, L.P. |
10,500 |
128,000 |
0.19% |
|
|
| 21 |
ROYAL BANK OF CANADA |
9,408 |
115,000 |
0.17% |
|
|
| 22 |
DELTA ASSET MANAGEMENT LLC/TN |
7,955 |
97,000 |
0.14% |
|
|
| 23 |
CITIGROUP INC |
7,479 |
91,000 |
0.13% |
|
|
| 24 |
JPMORGAN CHASE & CO |
6,891 |
84,000 |
0.12% |
|
|
| 25 |
WOLVERINE TRADING LP /BD |
42 |
51,072 |
0.08% |
Put |
|
| 26 |
IFP ADVISORS, INC |
3,750 |
46,000 |
0.07% |
|
|
| 27 |
WOLVERINE TRADING LP /BD |
28 |
34,048 |
0.05% |
Call |
|
| 28 |
WELLS FARGO & COMPANY/MN |
2,271 |
28,000 |
0.04% |
|
|
| 29 |
ACROSPIRE INVESTMENT MANAGEMENT LLC |
987 |
12,000 |
0.02% |
|
|
| 30 |
BANK OF AMERICA CORP /DE/ |
700 |
9,000 |
0.01% |
|
|
| 31 |
Walleye Trading LLC |
700 |
9,000 |
0.01% |
|
|
| 32 |
Tower Research Capital LLC (TRC) |
701 |
9,000 |
0.01% |
|
|
| 33 |
WOLVERINE TRADING LP /BD |
557 |
6,773 |
0.01% |
|
|
| 34 |
BARCLAYS PLC |
285 |
3,000 |
0.00% |
|
|
| 35 |
TCI Wealth Advisors, Inc. |
47 |
1,000 |
0.00% |
|
|
| 36 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
112 |
1,000 |
0.00% |
|
|
