| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bank of New York Mellon Corp | 2,960,616 | 34,314,000 | 52.74% | ||
| 2 | KEMPER Corp | 855,555 | 9,916,000 | 15.24% | ||
| 3 | Advisors Asset Management, Inc. | 549,426 | 6,368,000 | 9.79% | ||
| 4 | UBS Group AG | 156,613 | 1,815,000 | 2.79% | ||
| 5 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 141,920 | 1,645,000 | 2.53% | ||
| 6 | GSA CAPITAL PARTNERS LLP | 125,807 | 1,458,000 | 2.24% | ||
| 7 | Yorktown Management & Research Co Inc | 125,000 | 1,449,000 | 2.23% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 119,274 | 1,382,000 | 2.12% | ||
| 9 | Muzinich & Co., Inc. | 106,302 | 1,238,000 | 1.90% | ||
| 10 | MORGAN STANLEY | 61,330 | 710,000 | 1.09% | ||
| 11 | BAIRD FINANCIAL GROUP, INC. | 59,349 | 688,000 | 1.06% | ||
| 12 | GUGGENHEIM CAPITAL LLC | 58,801 | 682,000 | 1.05% | ||
| 13 | Raymond James Financial Services Advisors, Inc. | 54,920 | 637,000 | 0.98% | ||
| 14 | Virtu KCG Holdings LLC | 45,697 | 530,000 | 0.81% | ||
| 15 | DIALECTIC CAPITAL MANAGEMENT, LP | 34,344 | 398,000 | 0.61% | ||
| 16 | CITADEL ADVISORS LLC | 23,708 | 274,000 | 0.42% | ||
| 17 | MILLENNIUM MANAGEMENT LLC | 21,684 | 251,000 | 0.39% | ||
| 18 | NORTHERN TRUST CORP | 20,323 | 236,000 | 0.36% | ||
| 19 | US BANCORP \DE\ | 20,000 | 232,000 | 0.36% | ||
| 20 | MOODY NATIONAL BANK TRUST DIVISION | 16,300 | 189,000 | 0.29% | ||
| 21 | COLDSTREAM CAPITAL MANAGEMENT INC | 14,509 | 168,000 | 0.26% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,235 | 165,000 | 0.25% | ||
| 23 | Radcliffe Capital Management, L.P. | 10,500 | 122,000 | 0.19% | PRN | |
| 24 | CITIGROUP INC | 10,391 | 121,000 | 0.19% | ||
| 25 | Tower Research Capital LLC (TRC) | 3,721 | 43,000 | 0.07% | ||
| 26 | Walleye Trading LLC | 1,900 | 22,000 | 0.03% | ||
| 27 | ROYAL BANK OF CANADA | 1,000 | 12,000 | 0.02% | ||
| 28 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
