| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 85 | 1,000 | 0.00% | ||
| 2 | TCI Wealth Advisors, Inc. | 47 | 1,000 | 0.00% | ||
| 3 | Tower Research Capital LLC (TRC) | 157 | 2,000 | 0.00% | ||
| 4 | PENSERRA CAPITAL MANAGEMENT LLC | 173 | 2,000 | 0.00% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 700 | 8,000 | 0.01% | ||
| 6 | IFP ADVISORS, INC | 750 | 9,000 | 0.01% | ||
| 7 | CITIGROUP INC | 6,166 | 74,000 | 0.11% | ||
| 8 | DELTA ASSET MANAGEMENT LLC/TN | 7,955 | 95,000 | 0.15% | ||
| 9 | ROYAL BANK OF CANADA | 8,908 | 106,000 | 0.16% | ||
| 10 | MORGAN STANLEY | 10,125 | 121,000 | 0.19% | ||
| 11 | DEUTSCHE BANK AG\ | 11,765 | 140,000 | 0.21% | ||
| 12 | OPPENHEIMER & CO INC | 12,548 | 150,000 | 0.23% | ||
| 13 | GSA CAPITAL PARTNERS LLP | 13,178 | 158,000 | 0.24% | ||
| 14 | COLDSTREAM CAPITAL MANAGEMENT INC | 14,509 | 174,000 | 0.27% | ||
| 15 | SALZHAUER MICHAEL | 15,375 | 184,000 | 0.28% | ||
| 16 | Carnegie Investment Counsel | 18,511 | 233,000 | 0.36% | ||
| 17 | Creative Planning | 20,000 | 239,000 | 0.37% | ||
| 18 | MOODY NATIONAL BANK TRUST DIVISION | 24,500 | 293,000 | 0.45% | ||
| 19 | WELLS FARGO & COMPANY/MN | 27,481 | 329,000 | 0.50% | ||
| 20 | WASATCH ADVISORS LP | 63,288 | 758,000 | 1.16% | ||
| 21 | GUGGENHEIM CAPITAL LLC | 67,654 | 810,000 | 1.24% | ||
| 22 | SHELTON CAPITAL MANAGEMENT | 68,286 | 817,000 | 1.25% | ||
| 23 | Raymond James Financial Services Advisors, Inc. | 86,206 | 1,032,000 | 1.58% | ||
| 24 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 191,932 | 2,297,000 | 3.52% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 192,649 | 2,306,000 | 3.53% | ||
| 26 | UBS Group AG | 214,553 | 2,568,000 | 3.93% | ||
| 27 | Muzinich & Co., Inc. | 228,376 | 2,734,000 | 4.19% | ||
| 28 | ARES MANAGEMENT LLC | 419,524 | 5,022,000 | 7.69% | ||
| 29 | Advisors Asset Management, Inc. | 888,751 | 10,638,000 | 16.29% | ||
| 30 | Bank of New York Mellon Corp | 2,839,733 | 33,992,000 | 52.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
