| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bank of New York Mellon Corp | 2,805,564 | 38,549,000 | 49.26% | ||
| 2 | Advisors Asset Management, Inc. | 656,121 | 9,015,000 | 11.52% | ||
| 3 | Muzinich & Co., Inc. | 452,913 | 6,223,000 | 7.95% | ||
| 4 | ARES MANAGEMENT LLC | 434,049 | 5,964,000 | 7.62% | ||
| 5 | UBS Group AG | 258,940 | 3,558,000 | 4.55% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 229,157 | 3,149,000 | 4.02% | ||
| 7 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 203,962 | 2,803,000 | 3.58% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 166,750 | 2,291,000 | 2.93% | ||
| 9 | BlackRock Finance, Inc. | 89,688 | 1,232,000 | 1.57% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 65,523 | 900,000 | 1.15% | ||
| 11 | SHELTON CAPITAL MANAGEMENT | 58,286 | 801,000 | 1.02% | ||
| 12 | MACKENZIE FINANCIAL CORP | 35,707 | 491,000 | 0.63% | ||
| 13 | WASATCH ADVISORS LP | 32,620 | 448,000 | 0.57% | ||
| 14 | SALZHAUER MICHAEL | 29,092 | 400,000 | 0.51% | ||
| 15 | WELLS FARGO & COMPANY/MN | 28,835 | 396,000 | 0.51% | ||
| 16 | MOODY NATIONAL BANK TRUST DIVISION | 24,500 | 337,000 | 0.43% | ||
| 17 | Creative Planning | 20,570 | 283,000 | 0.36% | ||
| 18 | Carnegie Investment Counsel | 18,511 | 267,000 | 0.34% | ||
| 19 | NUVEEN ASSET MANAGEMENT INC. | 15,225 | 215,000 | 0.27% | ||
| 20 | COLDSTREAM CAPITAL MANAGEMENT INC | 14,509 | 199,000 | 0.25% | ||
| 21 | OPPENHEIMER & CO INC | 12,548 | 172,000 | 0.22% | ||
| 22 | DEUTSCHE BANK AG\ | 12,087 | 166,000 | 0.21% | ||
| 23 | DELTA ASSET MANAGEMENT LLC/TN | 7,100 | 98,000 | 0.13% | ||
| 24 | PROFICIO CAPITAL PARTNERS LLC | 7,255 | 97,000 | 0.12% | ||
| 25 | CITIGROUP INC | 6,779 | 93,000 | 0.12% | ||
| 26 | MORGAN STANLEY | 5,406 | 74,000 | 0.09% | ||
| 27 | BANK OF AMERICA CORP /DE/ | 700 | 10,000 | 0.01% | ||
| 28 | IFP ADVISORS, INC | 750 | 10,000 | 0.01% | ||
| 29 | Tower Research Capital LLC (TRC) | 684 | 9,000 | 0.01% | ||
| 30 | ROYAL BANK OF CANADA | 430 | 6,000 | 0.01% | ||
| 31 | PENSERRA CAPITAL MANAGEMENT LLC | 153 | 2,000 | 0.00% | ||
| 32 | BARCLAYS PLC | 85 | 1,000 | 0.00% | ||
| 33 | TCI Wealth Advisors, Inc. | 47 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
