| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Verition Fund Management LLC | 140,135 | 320,000 | 24.26% | ||
| 2 | PERKINS CAPITAL MANAGEMENT INC | 136,000 | 310,000 | 23.50% | ||
| 3 | DAFNA Capital Management LLC | 116,279 | 265,000 | 20.09% | ||
| 4 | CREDIT SUISSE AG/ | 110,274 | 251,000 | 19.03% | ||
| 5 | Polar Asset Management Partners Inc. | 70,000 | 160,000 | 12.13% | ||
| 6 | DEUTSCHE BANK AG\ | 4,865 | 11,000 | 0.83% | ||
| 7 | Ground Swell Capital, LLC | 300 | 1,000 | 0.08% | ||
| 8 | COMMUNITY FINANCIAL SYSTEM, INC. | 250 | 1,000 | 0.08% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 11 | 0.00% | ||
| 10 | ROYAL BANK OF CANADA | 72 | 0 | 0.00% | ||
| 11 | Tower Research Capital LLC (TRC) | 46 | 0 | 0.00% | ||
| 12 | MORGAN STANLEY | 20 | 0 | 0.00% | ||
| 13 | Creative Planning | 143 | 0 | 0.00% | ||
| 14 | Hudock, Inc. | 43 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
