| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 220,548 | 356,000 | 52.28% | ||
| 2 | Verition Fund Management LLC | 113,972 | 183,000 | 26.87% | ||
| 3 | Virtu KCG Holdings LLC | 42,674 | 69,000 | 10.13% | ||
| 4 | CITADEL ADVISORS LLC | 16,133 | 26,000 | 3.82% | ||
| 5 | VANGUARD GROUP INC | 10,986 | 18,000 | 2.64% | ||
| 6 | PERKINS CAPITAL MANAGEMENT INC | 10,000 | 16,000 | 2.35% | ||
| 7 | UBS Group AG | 6,165 | 10,000 | 1.47% | ||
| 8 | Tower Research Capital LLC (TRC) | 1,794 | 3,000 | 0.44% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 5 | 8 | 0.00% | ||
| 10 | ROYAL BANK OF CANADA | 72 | 0 | 0.00% | ||
| 11 | Creative Planning | 143 | 0 | 0.00% | ||
| 12 | Hudock, Inc. | 43 | 0 | 0.00% | ||
| 13 | MORGAN STANLEY | 20 | 0 | 0.00% | ||
| 14 | CITIGROUP INC | 1 | 0 | 0.00% | ||
| 15 | Community Bank, N.A. | 250 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
